SATCON TECHNOLOGY CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-12: Reporting owner Carroll John M; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-14: Reporting owner DWIGHT DANIEL R; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-14: Reporting owner Carroll John M; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-05-10: Reporting owner Worthen Jack C; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-12 | Carroll John M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 0 owned after | $1.39 | 2006-12-14 | |
| 2006-11-14 | DWIGHT DANIEL R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 0 owned after | $0.98 | 2006-11-16 | |
| 2006-11-14 | Carroll John M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 0 owned after | $0.98 | 2006-11-16 | |
| 2006-05-10 | Worthen Jack C Officer (President Satcon Electronics) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 0 owned after | $2.95 | 2006-05-12 | |
| 2006-05-10 | ONeil David E Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 0 owned after | $2.95 | 2006-05-11 | |
| 2006-05-10 | ARMSTRONG MARSHALL J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 0 owned after | $2.95 | 2006-05-11 | |
| 2006-05-10 | KIRTLEY JAMES L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 0 owned after | $2.95 | 2006-05-11 | |
| 2006-05-10 | LEVANGIE JOSEPH E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 0 owned after | $2.95 | 2006-05-11 | |
| 2006-05-10 | Carroll John M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 0 owned after | $2.95 | 2006-05-11 | |
| 2006-05-10 | ODonnell William James Officer (President SatCon Applied Tech) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 0 owned after | $2.95 | 2006-05-11 | |
| 2006-05-10 | Daniel E Gladkowski Officer (VP of Administration) | 4 | Stock Option(Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 0 owned after | $2.95 | 2006-05-11 | |
| 2006-04-26 holding as of filing | Worthen Jack C Officer (President Satcon Electronics) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.64 exercise price | 2006-04-26 | ||
| 2006-04-26 holding as of filing | van Zeyl Clemens Officer (President, SPS Canada) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.39 exercise price | 2006-04-26 | ||
| 2006-04-26 holding as of filing | van Zeyl Clemens Officer (President, SPS Canada) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.39 exercise price | 2006-04-26 | ||
| 2006-04-26 holding as of filing | van Zeyl Clemens Officer (President, SPS Canada) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.39 exercise price | 2006-04-26 | ||
| 2006-04-26 holding as of filing | van Zeyl Clemens Officer (President, SPS Canada) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.39 exercise price | 2006-04-26 | ||
| 2006-04-26 holding as of filing | ODonnell William James Officer (President SatCon Applied Tech) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.06 exercise price | 2006-04-26 | ||
| 2006-04-26 holding as of filing | ODonnell William James Officer (President SatCon Applied Tech) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $12.61 exercise price | 2006-04-26 | ||
| 2006-04-26 holding as of filing | ODonnell William James Officer (President SatCon Applied Tech) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.20 exercise price | 2006-04-26 | ||
| 2006-04-26 holding as of filing | ODonnell William James Officer (President SatCon Applied Tech) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.26 exercise price | 2006-04-26 | ||
| 2006-04-26 holding as of filing | ODonnell William James Officer (President SatCon Applied Tech) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.63 exercise price | 2006-04-26 | ||
| 2006-04-26 holding as of filing | ODonnell William James Officer (President SatCon Applied Tech) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.41 exercise price | 2006-04-26 | ||
| 2006-04-26 holding as of filing | ODonnell William James Officer (President SatCon Applied Tech) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.62 exercise price | 2006-04-26 | ||
| 2006-04-26 holding as of filing | ODonnell William James Officer (President SatCon Applied Tech) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.37 exercise price | 2006-04-26 | ||
| 2006-04-26 holding as of filing | ODonnell William James Officer (President SatCon Applied Tech) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.97 exercise price | 2006-04-26 | ||
| 2006-03-22 | DWIGHT DANIEL R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 0 owned after | $2.10 | 2006-03-31 | |
| 2006-03-22 | ARMSTRONG MARSHALL J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 0 owned after | $2.10 | 2006-03-30 | |
| 2006-03-22 | KIRTLEY JAMES L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 0 owned after | $2.10 | 2006-03-30 | |
| 2006-03-22 | MUIR ANDREW R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 0 owned after | $2.10 | 2006-03-30 | |
| 2006-03-22 | LEVANGIE JOSEPH E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 0 owned after | $2.10 | 2006-03-30 | |
| 2006-03-22 | Carroll John M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 0 owned after | $2.10 | 2006-03-30 |