SATCON TECHNOLOGY CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-27: Reporting owner NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C. | Energy Technology Partners, L.L.C.; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2007-12-27: Reporting owner MCDERMOTT CHARLES J | Wilson Stoddard Moran | James Janet Burrows | RockPort Capital II, L.L.C. | ELLIS ALEXANDER III | JAMES WILLIAM E | RockPort Capital Partners II, LP; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2007-12-20: Reporting owner SCHOENBERGER ROBERT G; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-20: Reporting owner LEVANGIE JOSEPH E; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-27 holding as of filing | NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C. | Energy Technology Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Indirect · (m) | Holding | $1.41 exercise price | 2007-12-27 | ||
| 2007-12-27 holding as of filing | MCDERMOTT CHARLES J | Wilson Stoddard Moran | James Janet Burrows | RockPort Capital II, L.L.C. | ELLIS ALEXANDER III | JAMES WILLIAM E | RockPort Capital Partners II, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Indirect · (m) | Holding | $1.41 exercise price | 2007-12-27 | ||
| 2007-12-20 | SCHOENBERGER ROBERT G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 0 owned after | $1.38 | 2007-12-21 | |
| 2007-12-20 | LEVANGIE JOSEPH E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 0 owned after | $1.38 | 2007-12-21 | |
| 2007-12-20 | MUIR ANDREW R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 0 owned after | $1.38 | 2007-12-21 | |
| 2007-12-20 | ARMSTRONG MARSHALL J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 0 owned after | $1.38 | 2007-12-21 | |
| 2007-12-11 | Prend David J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 0 owned after | $1.41 | 2007-12-13 | |
| 2007-12-11 | DEUTCH PHILIP J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 0 owned after | $1.41 | 2007-12-13 | |
| 2007-11-06 | ODonnell William James Officer (President SatCon Applied Tech) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 0 owned after | $1.38 | 2007-11-08 | |
| 2007-11-06 | Daniel E Gladkowski Officer (VP of Administration) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 0 owned after | $1.38 | 2007-11-08 | |
| 2007-11-06 | MUIR ANDREW R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 0 owned after | $1.38 | 2007-11-08 | |
| 2007-11-06 | van Zeyl Clemens Officer (President, SPS Canada) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 0 owned after | $1.38 | 2007-11-08 | |
| 2007-06-05 | MUIR ANDREW R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 0 owned after | $1.15 | 2007-06-14 | |
| 2007-06-05 | KIRTLEY JAMES L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 0 owned after | $1.15 | 2007-06-14 | |
| 2007-06-05 | LEVANGIE JOSEPH E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 0 owned after | $1.15 | 2007-06-14 | |
| 2007-06-05 | DWIGHT DANIEL R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 0 owned after | $1.15 | 2007-06-14 | |
| 2007-06-05 | Carroll John M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 0 owned after | $1.15 | 2007-06-14 | |
| 2007-06-05 | ARMSTRONG MARSHALL J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 0 owned after | $1.15 | 2007-06-14 |