SATCON TECHNOLOGY CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-10-27: Reporting owner Wilson Stoddard Moran | James Janet Burrows | MCDERMOTT CHARLES J | JAMES WILLIAM E | RockPort Capital Partners II, LP | ELLIS ALEXANDER III | RockPort Capital II, L.L.C.; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2010-10-27: Reporting owner NGP Energy Technology Partners, L.P. | Energy Technology Partners, L.L.C. | NGP ETP, L.L.C.; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2010-10-27: Reporting owner Prend David J; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2010-10-27: Reporting owner DEUTCH PHILIP J; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-10-27 | Wilson Stoddard Moran | James Janet Burrows | MCDERMOTT CHARLES J | JAMES WILLIAM E | RockPort Capital Partners II, LP | ELLIS ALEXANDER III | RockPort Capital II, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −15,000 0 owned after | $1.04 exercise price | 2010-10-29 | |
| 2010-10-27 | NGP Energy Technology Partners, L.P. | Energy Technology Partners, L.L.C. | NGP ETP, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −10,000 0 owned after | $1.04 exercise price | 2010-10-28 | |
| 2010-10-27 | Prend David J Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −15,000 0 owned after | $1.04 exercise price | 2010-10-28 | |
| 2010-10-27 | DEUTCH PHILIP J Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −10,000 0 owned after | $1.04 exercise price | 2010-10-28 | |
| 2007-12-27 holding as of filing | NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C. | Energy Technology Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2007-12-27 | ||
| 2007-12-27 holding as of filing | MCDERMOTT CHARLES J | Wilson Stoddard Moran | James Janet Burrows | RockPort Capital II, L.L.C. | ELLIS ALEXANDER III | JAMES WILLIAM E | RockPort Capital Partners II, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2007-12-27 | ||
| 2007-12-20 | Prend David J Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +10,000 15,000 owned after | $1,000.00 | 2007-12-26 | |
| 2007-12-20 | DEUTCH PHILIP J Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +5,000 10,000 owned after | $1,000.00 | 2007-12-26 | |
| 2007-11-19 holding as of filing | Prend David J Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2007-11-19 | ||
| 2007-11-19 holding as of filing | DEUTCH PHILIP J Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2007-11-19 |