SATCON TECHNOLOGY CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-06-20: Reporting owner JAMES WILLIAM E | ELLIS ALEXANDER III | Wilson Stoddard Moran | MCDERMOTT CHARLES J | RockPort Capital II, L.L.C. | James Janet Burrows | RockPort Capital Partners II, LP; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-06-20: Reporting owner NGP ETP, L.L.C. | Energy Technology Partners, L.L.C. | NGP Energy Technology Partners, L.P.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-06-20: Reporting owner DEUTCH PHILIP J; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-06-20: Reporting owner Prend David J; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-06-20 | JAMES WILLIAM E | ELLIS ALEXANDER III | Wilson Stoddard Moran | MCDERMOTT CHARLES J | RockPort Capital II, L.L.C. | James Janet Burrows | RockPort Capital Partners II, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,000 132,000 owned after | $0.22 exercise price | 2012-06-22 | |
| 2012-06-20 | NGP ETP, L.L.C. | Energy Technology Partners, L.L.C. | NGP Energy Technology Partners, L.P. | | | 4 | Stock Option (Right to Buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,500 55,500 owned after | $0.22 exercise price | 2012-06-22 | |
| 2012-06-20 | DEUTCH PHILIP J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 111,000 owned after | $0.22 exercise price | 2012-06-22 | |
| 2012-06-20 | Prend David J Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,000 132,000 owned after | $0.22 exercise price | 2012-06-22 | |
| 2012-06-20 | SCHOENBERGER ROBERT G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 0 owned after | $0.22 exercise price | 2012-06-21 | |
| 2012-06-20 | KIRTLEY JAMES L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 0 owned after | $0.22 exercise price | 2012-06-21 | |
| 2012-06-20 | DWIGHT DANIEL R Director | 4 | Stock Option (right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 0 owned after | $0.22 exercise price | 2012-06-21 | |
| 2012-06-20 | Carroll John M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 0 owned after | $0.22 exercise price | 2012-06-21 | |
| 2012-05-08 | RHOADES C STEVE Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.46 exercise price | 2012-05-10 | |
| 2012-05-08 | Gomolak Aaron Other (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.46 exercise price | 2012-05-10 | |
| 2012-04-03 | Gonzalez Juan Jose Officer (Vice President, Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.34 exercise price | 2012-04-04 | |
| 2012-04-03 | Daniel E Gladkowski Officer (VP of Administration) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.34 exercise price | 2012-04-04 | |
| 2012-04-03 | DeGraff Peter Officer (Exec. VP of Sales & Marketing) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.34 exercise price | 2012-04-04 | |
| 2012-04-03 | Michael Brian Other (Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.34 exercise price | 2012-04-04 | |
| 2012-04-03 | Casey Leo Francis Officer (Chief Technology Officer) | 4 | Stock Option 9right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.34 exercise price | 2012-04-04 | |
| 2012-04-03 | Peacock John W Other (Corporate Controller) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.34 exercise price | 2012-04-04 |