SATCON TECHNOLOGY CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-17: Reporting owner Peacock John W; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2008-12-17: Reporting owner Peacock John W; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2008-12-17: Reporting owner Peacock John W; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2008-12-17: Reporting owner Peacock John W; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-17 holding as of filing | Peacock John W Other (Corporate Controller) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.08 exercise price | 2008-12-17 | ||
| 2008-12-17 holding as of filing | Peacock John W Other (Corporate Controller) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.95 exercise price | 2008-12-17 | ||
| 2008-12-17 holding as of filing | Peacock John W Other (Corporate Controller) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.49 exercise price | 2008-12-17 | ||
| 2008-12-17 holding as of filing | Peacock John W Other (Corporate Controller) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.40 exercise price | 2008-12-17 | ||
| 2008-10-14 | Han Charles J Other (Vice President, Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.79 exercise price | 2008-11-06 | |
| 2008-07-17 holding as of filing | Casey Leo Francis Officer (Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.26 exercise price | 2008-07-17 | ||
| 2008-07-17 holding as of filing | Casey Leo Francis Officer (Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.63 exercise price | 2008-07-17 | ||
| 2008-07-17 holding as of filing | Casey Leo Francis Officer (Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.05 exercise price | 2008-07-17 | ||
| 2008-07-17 holding as of filing | Casey Leo Francis Officer (Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.55 exercise price | 2008-07-17 | ||
| 2008-07-17 holding as of filing | Casey Leo Francis Officer (Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.95 exercise price | 2008-07-17 | ||
| 2008-07-17 holding as of filing | Casey Leo Francis Officer (Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.38 exercise price | 2008-07-17 | ||
| 2008-07-01 | Casey Leo Francis Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +405,000 405,000 owned after | $2.46 exercise price | 2008-07-17 | |
| 2008-07-01 | Daniel E Gladkowski Officer (VP of Administration) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.46 exercise price | 2008-07-02 | |
| 2008-06-10 | Energy Technology Partners, L.L.C. | NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 18,000 owned after | $2.79 exercise price | 2009-07-08 | |
| 2008-06-10 | ELLIS ALEXANDER III | RockPort Capital Partners II, LP | MCDERMOTT CHARLES J | RockPort Capital II, L.L.C. | James Janet Burrows | Wilson Stoddard Moran | JAMES WILLIAM E 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 41,000 owned after | $2.79 exercise price | 2009-07-08 | |
| 2008-06-10 | Prend David J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $2.79 exercise price | 2008-06-12 | |
| 2008-06-10 | DEUTCH PHILIP J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $2.79 exercise price | 2008-06-12 | |
| 2008-06-10 | SCHOENBERGER ROBERT G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.79 exercise price | 2008-06-12 | |
| 2008-06-10 | KIRTLEY JAMES L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.79 exercise price | 2008-06-12 | |
| 2008-06-10 | DWIGHT DANIEL R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $2.79 exercise price | 2008-06-12 | |
| 2008-06-10 | Carroll John M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $2.79 exercise price | 2008-06-12 | |
| 2008-05-28 | DeGraff Peter Other (VP, Marketing & Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $2.57 exercise price | 2008-06-09 | |
| 2008-05-01 | RHOADES C STEVE Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,796,020 4,796,020 owned after | $1.90 exercise price | 2008-05-06 |