ITERIS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-10: Reporting owner Schmidt Andrew C; Form 4; Security Stock option right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-12-10: Reporting owner Boissy Joseph; Form 4; Security Stock option right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-12-10: Reporting owner Massoumi Ramin M; Form 4; Security Stock option right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-12-10: Reporting owner Kreter Todd; Form 4; Security Stock option right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-10 | Schmidt Andrew C Officer (CFO, VP of Finance, & Sec.) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $4.16 exercise price | 2018-12-12 | |
| 2018-12-10 | Boissy Joseph Officer (Chief Marketing Officer) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $4.16 exercise price | 2018-12-12 | |
| 2018-12-10 | Massoumi Ramin M Officer (Sr. Vice President) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $4.16 exercise price | 2018-12-12 | |
| 2018-12-10 | Kreter Todd Officer (Sr. Vice President) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $4.16 exercise price | 2018-12-12 | |
| 2018-12-10 | Bergera J. Joseph Officer (President and CEO) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $4.16 exercise price | 2018-12-12 | |
| 2018-12-10 | Chambers James A Officer (Senior Vice President) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $4.16 exercise price | 2018-12-12 | |
| 2018-09-13 | DALY KEVIN Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.10 exercise price | 2018-09-14 | |
| 2018-03-15 | Kreter Todd Officer (Sr. Vice President) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $1.10 exercise price | 2018-03-16 | |
| 2018-03-13 | Massoumi Ramin M Officer (Sr. Vice President) | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $1.81 exercise price | 2018-03-15 | |
| 2018-03-09 | Blair Thomas N Officer (Sr. Vice President) | 4 | Stock Option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 0 owned after | $4.91 exercise price | 2018-03-13 | |
| 2018-02-16 | Blair Thomas N Officer (Sr. Vice President) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.52 exercise price | 2018-02-20 | |
| 2018-02-16 | Bergera J. Joseph Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $5.52 exercise price | 2018-02-20 | |
| 2018-02-16 | Massoumi Ramin M Officer (Sr. Vice President) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $5.52 exercise price | 2018-02-20 | |
| 2018-02-16 | Schmidt Andrew C Officer (CFO, VP of Finance, & Sec.) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $5.52 exercise price | 2018-02-20 | |
| 2018-02-16 | Chambers James A Officer (Senior Vice President) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $5.52 exercise price | 2018-02-20 | |
| 2018-02-16 | Boissy Joseph Officer (Chief Marketing Officer) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $5.52 exercise price | 2018-02-20 | |
| 2018-02-16 | Kreter Todd Officer (Sr. Vice President) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $5.52 exercise price | 2018-02-20 |