ITERIS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-09-06: Reporting owner DALY KEVIN; Form 4/A; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-09-06: Reporting owner DALY KEVIN; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-25: Reporting owner CHAR RICHARD; Form 4; Security Stock option right to buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-25: Reporting owner CHAR RICHARD; Form 4; Security Stock option right to buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-09-06 | DALY KEVIN Director | 4/A | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.54 exercise price | 2016-09-14 | |
| 2016-09-06 | DALY KEVIN Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.54 exercise price | 2016-09-08 | |
| 2016-08-25 | CHAR RICHARD Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.54 exercise price | 2016-08-29 | |
| 2016-08-25 | CHAR RICHARD Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.21 exercise price | 2016-08-29 | |
| 2016-08-25 | CHAR RICHARD Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.10 exercise price | 2016-08-29 | |
| 2016-08-25 | CHAR RICHARD Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.73 exercise price | 2016-08-29 | |
| 2016-08-25 | CHAR RICHARD Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.45 exercise price | 2016-08-29 | |
| 2016-08-25 | CHAR RICHARD Director | 4 | stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $1.18 exercise price | 2016-08-29 | |
| 2016-08-25 | CHAR RICHARD Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $1.61 exercise price | 2016-08-29 | |
| 2016-08-25 | CHAR RICHARD Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $1.75 exercise price | 2016-08-29 | |
| 2016-08-25 | CHAR RICHARD Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $1.76 exercise price | 2016-08-29 | |
| 2016-08-25 | CHAR RICHARD Director | 4 | Stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.40 exercise price | 2016-08-29 | |
| 2016-08-09 | MINER GREG Director | 4/A | stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.54 exercise price | 2016-09-12 | |
| 2016-08-09 | MINER GREG Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.54 exercise price | 2016-08-10 |