ITERIS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-02: Reporting owner Massoumi Ramin M; Form 4; Security Option right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-02: Reporting owner Kreter Todd; Form 4; Security Option right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-02: Reporting owner Blair Thomas N; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-02: Reporting owner Schmidt Andrew C; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-02 | Massoumi Ramin M Officer (Sr. Vice President) | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.37 exercise price | 2015-11-06 | |
| 2015-11-02 | Kreter Todd Officer (Sr. Vice President) | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.37 exercise price | 2015-11-06 | |
| 2015-11-02 | Blair Thomas N Officer (Sr. Vice President) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.37 exercise price | 2015-11-06 | |
| 2015-11-02 | Schmidt Andrew C Officer (CFO, VP of Finance, & Sec.) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.37 exercise price | 2015-11-06 | |
| 2015-09-24 | Williams Mikel H Director | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.40 exercise price | 2015-09-28 | |
| 2015-09-24 | CHAR RICHARD Director | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.40 exercise price | 2015-09-28 | |
| 2015-09-24 | Mooney Gerard Director | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.40 exercise price | 2015-09-28 | |
| 2015-09-24 | THOMAS TOM Director | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.40 exercise price | 2015-09-28 | |
| 2015-09-24 | MINER GREG Director | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.40 exercise price | 2015-09-28 | |
| 2015-09-24 | DALY KEVIN Director | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.40 exercise price | 2015-09-28 | |
| 2015-09-23 | Bergera J. Joseph Officer (President and CEO) | 4/A | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,350,000 1,350,000 owned after | $2.38 exercise price | 2015-09-29 | |
| 2015-09-23 | Bergera J. Joseph Officer (President and CEO) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,350,000 1,350,000 owned after | $2.38 | 2015-09-24 | |
| 2015-06-05 holding as of filing | Massoumi Ramin M Officer (Sr. Vice President) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.10 exercise price | 2015-06-05 | ||
| 2015-06-05 holding as of filing | Massoumi Ramin M Officer (Sr. Vice President) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.81 exercise price | 2015-06-05 | ||
| 2015-03-16 | Schmidt Andrew C Officer (CFO, VP of Finance, & Sec.) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.79 | 2015-03-17 |