ITERIS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 1 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-09-28: Reporting owner MARXE AUSTIN W & GREENHOUSE DAVID M; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2008-05-08: Reporting owner Riley Investment Management LLC | RILEY BRYANT R; Form 4/A; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2008-05-08: Reporting owner Riley Investment Management LLC | RILEY BRYANT R; Form 4/A; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2008-05-08: Reporting owner Riley Investment Management LLC | RILEY BRYANT R; Form 4/A; Security Warrant to Purchase Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-09-28 | MARXE AUSTIN W & GREENHOUSE DAVID M 10% Owner | 4 | Warrants Derivative · Indirect · By Limited Partnerships | J Other acquisition or disposition (describe transaction) | −235,004 0 owned after | $3.25 exercise price | 2011-09-30 |