ITERIS, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows, 22 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-05-08: Reporting owner Riley Investment Management LLC | RILEY BRYANT R; Form 4/A; Security 6% Convertible Debenture; Transaction Holding.
- 2008-02-01: Reporting owner RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC; Form 4; Security 6% Convertible Debenture; Transaction Holding.
- 2008-01-28: Reporting owner Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P.; Form 4; Security 6% Convertible Debenture; Transaction Holding.
- 2008-01-14: Reporting owner Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R | Riley Investment Management LLC; Form 4/A; Security 6% Convertible Debenture; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-05-08 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R Other (See Explanation) | Other (See Explanation) | 4/A | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2008-05-08 | |
| 2008-02-01 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2008-02-01 | |
| 2008-01-28 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2008-01-28 | |
| 2008-01-14 holding as of filing | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4/A | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2008-01-14 | |
| 2007-10-31 holding as of filing | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC | RILEY BRYANT R 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2007-10-31 | |
| 2007-10-29 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2007-10-29 | |
| 2007-10-18 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2007-10-18 | |
| 2007-07-20 holding as of filing | Riley Investment Management LLC | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2007-07-20 | |
| 2007-07-19 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2007-07-19 | |
| 2007-07-18 holding as of filing | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC | RILEY BRYANT R 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2007-07-18 | |
| 2007-07-17 holding as of filing | RILEY BRYANT R | Riley Investment Management LLC | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2007-07-17 | |
| 2007-07-02 holding as of filing | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC | RILEY BRYANT R 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2007-07-02 | |
| 2007-05-31 holding as of filing | RILEY BRYANT R | Riley Investment Management LLC | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2007-05-31 | |
| 2007-04-30 holding as of filing | Riley Investment Management LLC | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2007-04-30 | |
| 2007-04-18 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2007-04-18 | |
| 2007-04-03 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2007-04-03 | |
| 2007-02-22 holding as of filing | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC | RILEY BRYANT R 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2007-02-22 | |
| 2007-02-16 holding as of filing | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC | RILEY BRYANT R 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2007-02-16 | |
| 2007-02-06 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 5 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2007-02-06 | |
| 2007-02-05 holding as of filing | RILEY BRYANT R | Riley Investment Management LLC | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · (m) | Holding | 88,644 owned after | $3.61 exercise price | 2007-02-05 | |
| 2007-01-29 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · Footnote | Holding | 88,644 owned after | $3.61 exercise price | 2007-01-29 | |
| 2007-01-26 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | 6% Convertible Debenture Derivative · Indirect · Footnote | Holding | 88,644 owned after | $3.61 exercise price | 2007-01-26 |