ITERIS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-12: Reporting owner Blair Thomas N; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-12: Reporting owner Blair Thomas N; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-06: Reporting owner Kreter Todd; Form 4/A; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-06: Reporting owner Kreter Todd; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-12 | Blair Thomas N Officer (Sr. Vice President) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $1.87 exercise price | 2017-12-13 | |
| 2017-12-12 | Blair Thomas N Officer (Sr. Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 0 owned after | $2.37 exercise price | 2017-12-13 | |
| 2017-12-06 | Kreter Todd Officer (Sr. Vice President) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 12,500 owned after | $1.87 exercise price | 2018-07-20 | |
| 2017-12-06 | Kreter Todd Officer (Sr. Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 0 owned after | $1.87 exercise price | 2017-12-07 | |
| 2017-09-08 | Kreter Todd Officer (Sr. Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $1.81 exercise price | 2017-09-12 | |
| 2017-08-31 | DALY KEVIN Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.21 exercise price | 2017-09-01 | |
| 2017-08-23 | Blair Thomas N Officer (Sr. Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $1.87 exercise price | 2017-08-25 | |
| 2017-08-23 | Blair Thomas N Officer (Sr. Vice President) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 0 owned after | $2.37 exercise price | 2017-08-25 | |
| 2017-08-22 holding as of filing | Chambers James A Officer (Senior Vice President) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.90 exercise price | 2017-08-22 | ||
| 2017-03-10 | Blair Thomas N Officer (Sr. Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $1.50 exercise price | 2017-03-14 | |
| 2017-03-08 | Boissy Joseph Officer (Chief Marketing Officer) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $4.88 exercise price | 2017-03-09 | |
| 2017-03-03 | Bergera J. Joseph Officer (President and CEO) | 4 | Stock Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $4.91 exercise price | 2017-03-07 | |
| 2017-03-03 | Blair Thomas N Officer (Sr. Vice President) | 4 | Stock Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $4.91 exercise price | 2017-03-07 | |
| 2017-03-03 | Massoumi Ramin M Officer (Sr. Vice President) | 4 | Stock Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2017-03-07 | |
| 2017-03-03 | Schmidt Andrew C Officer (CFO, VP of Finance, & Sec.) | 4 | Stock Option right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $4.91 exercise price | 2017-03-07 | |
| 2017-03-03 | Kreter Todd Officer (Sr. Vice President) | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2017-03-07 | |
| 2017-03-02 | THOMAS TOM Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.21 exercise price | 2017-03-06 | |
| 2017-03-02 | THOMAS TOM Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.10 exercise price | 2017-03-06 | |
| 2017-03-02 | THOMAS TOM Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.73 exercise price | 2017-03-06 | |
| 2017-03-02 | THOMAS TOM Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.45 exercise price | 2017-03-06 | |
| 2017-03-02 | THOMAS TOM Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $1.18 exercise price | 2017-03-06 | |
| 2017-03-02 | THOMAS TOM Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $1.61 exercise price | 2017-03-06 | |
| 2017-03-02 | THOMAS TOM Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $1.75 exercise price | 2017-03-06 | |
| 2017-03-02 | THOMAS TOM Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $1.76 exercise price | 2017-03-06 | |
| 2017-03-02 | THOMAS TOM Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.40 exercise price | 2017-03-06 | |
| 2017-02-27 | Massoumi Ramin M Officer (Sr. Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $1.10 exercise price | 2017-03-01 | |
| 2017-02-16 | Kreter Todd Officer (Sr. Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $2.46 exercise price | 2017-02-21 | |
| 2017-02-16 | Kreter Todd Officer (Sr. Vice President) | 4 | Stock option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $1.41 exercise price | 2017-02-21 |