ITERIS, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-08-27: Reporting owner DALY KEVIN; Form 4; Security Common Stock (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-06-11: Reporting owner Chambers James A; Form 4; Security Stock opton (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-02-21: Reporting owner MCKHANN GREG; Form 4; Security Employee Stock Optino (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-08-27 | DALY KEVIN Director | 4 | Common Stock (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $1.73 exercise price | 2019-08-28 | |
| 2018-06-11 | Chambers James A Officer (Senior Vice President) | 4 | Stock opton (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.85 exercise price | 2018-06-12 | |
| 2007-02-21 | MCKHANN GREG Officer (Vice President) | 4 | Employee Stock Optino (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +6,250 18,750 owned after | $0.54 | 2007-02-23 |