ITERIS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-20: Reporting owner MCKHANN GREG; Form 4; Security Employee stock option (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2006-12-04: Reporting owner MOHADDES ABBAS; Form 4; Security Employee stock option right to buy; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2006-10-03: Reporting owner MOHADDES ABBAS; Form 4; Security Employee stock option - right to buy; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2006-09-14: Reporting owner MOHADDES ABBAS; Form 4/A; Security Option right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-20 | MCKHANN GREG Officer (Vice President) | 4 | Employee stock option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −6,250 31,250 owned after | $0.54 | 2006-12-21 | |
| 2006-12-04 | MOHADDES ABBAS Director, Officer (Exec Vice President) | 4 | Employee stock option right to buy Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,000 220,000 owned after | $1.19 | 2006-12-04 | |
| 2006-10-03 | MOHADDES ABBAS Director, Officer (Exec Vice President) | 4 | Employee stock option - right to buy Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,000 240,000 owned after | $1.19 | 2006-10-04 | |
| 2006-09-14 | MOHADDES ABBAS Director, Officer (Exec Vice President) | 4/A | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | $2.54 | 2006-09-28 | |
| 2006-09-14 | CHAR RICHARD Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.54 | 2006-09-27 | |
| 2006-09-14 | Hernandez Gary Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.54 | 2006-09-27 | |
| 2006-09-14 | Marwitz Hartmut Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.54 | 2006-09-27 | |
| 2006-09-14 | MOHADDES ABBAS Director, Officer (Exec Vice President) | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.54 | 2006-09-27 | |
| 2006-09-14 | DALY KEVIN Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.54 | 2006-09-27 | |
| 2006-09-14 | THOMAS TOM Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.54 | 2006-09-27 | |
| 2006-09-14 | WRIGHT PAUL Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.54 | 2006-09-27 | |
| 2006-09-14 | SEAZHOLTZ JOHN Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.54 | 2006-09-27 | |
| 2006-09-14 | SLUTZKY JOEL Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.54 | 2006-09-27 | |
| 2006-09-14 | MINER GREG Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.54 | 2006-09-27 | |
| 2006-06-15 | MIELE JAMES Officer (CFO & Secretary) | 4 | Options Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.21 | 2006-06-19 | |
| 2006-06-15 | MCKHANN GREG Officer (Vice President) | 4 | Options right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.21 | 2006-06-19 | |
| 2006-06-15 | MEMOLE FRANCIS Officer (Sr. Vice President) | 4 | Options Right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.21 | 2006-06-19 | |
| 2006-06-15 | MOHADDES ABBAS Director, Officer (Exec Vice President) | 4 | Options Right To Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $2.21 | 2006-06-19 |