ITERIS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-03: Reporting owner MCBRIDE WALTER; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-11-15: Reporting owner Sowell William H; Form 3; Security Stock option (right to buy); Transaction Holding.
- 2013-11-15: Reporting owner Christensen Craig A; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2013-11-15: Reporting owner Christensen Craig A; Form 3; Security Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-03 | MCBRIDE WALTER Officer (CFO) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.17 | 2013-12-05 | |
| 2013-11-15 holding as of filing | Sowell William H Officer (Vice President) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $1.81 exercise price | 2013-11-15 | ||
| 2013-11-15 holding as of filing | Christensen Craig A Officer (Controller) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.50 exercise price | 2013-11-15 | ||
| 2013-11-15 holding as of filing | Christensen Craig A Officer (Controller) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.81 exercise price | 2013-11-15 | ||
| 2013-09-23 | Mooney Gerard Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.75 | 2013-10-01 | |
| 2013-09-23 | Williams Mikel H Director | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.75 | 2013-09-25 | |
| 2013-09-23 | MINER GREG Director | 4 | Stock Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.75 | 2013-09-25 | |
| 2013-09-23 | THOMAS TOM Director | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.75 | 2013-09-25 | |
| 2013-09-23 | DALY KEVIN Director | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.75 | 2013-09-25 | |
| 2013-09-23 | CHAR RICHARD Director | 4 | Stock option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.75 | 2013-09-25 | |
| 2013-08-28 | DALY KEVIN Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $0.78 exercise price | 2013-08-29 | |
| 2013-08-05 | MINER GREG Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 0 owned after | $0.65 exercise price | 2013-08-06 | |
| 2013-07-30 | THOMAS TOM Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $0.78 exercise price | 2013-07-31 | |
| 2013-07-29 | Kreter Todd Officer (Sr. Vice President) | 4 | Stock Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $1.81 | 2013-07-31 | |
| 2013-07-29 | MOHADDES ABBAS Director, Officer (CEO) | 4 | Stock Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.81 | 2013-07-31 |