ITERIS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-09-16: Reporting owner THOMAS TOM; Form 4; Security Option right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-16: Reporting owner SLUTZKY JOEL; Form 4; Security Option right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-16: Reporting owner MINER GREG; Form 4; Security Option right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-16: Reporting owner DALY KEVIN; Form 4; Security Option right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-09-16 | THOMAS TOM Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.18 | 2011-09-19 | |
| 2011-09-16 | SLUTZKY JOEL Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.18 | 2011-09-19 | |
| 2011-09-16 | MINER GREG Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.18 | 2011-09-19 | |
| 2011-09-16 | DALY KEVIN Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.18 | 2011-09-19 | |
| 2011-09-16 | CHAR RICHARD Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.18 | 2011-09-19 | |
| 2011-08-10 | Kreter Todd Officer (Sr. Vice President) | 4 | Options right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.10 | 2011-08-17 | |
| 2011-08-10 | MCKHANN GREG Officer (Sr. Vice President) | 4 | Options right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.10 | 2011-08-17 | |
| 2011-08-10 | MIELE JAMES Officer (VP, CFO & Secretary) | 4 | Options right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.10 | 2011-08-17 | |
| 2011-08-10 | MOHADDES ABBAS Director, Officer (CEO) | 4 | Options right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.10 | 2011-08-17 | |
| 2011-07-27 | MIELE JAMES Officer (VP, CFO & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,333 13,334 owned after | $1.19 | 2011-07-27 | |
| 2011-06-30 | MIELE JAMES Officer (VP, CFO & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,333 26,667 owned after | $1.19 | 2011-07-05 | |
| 2011-04-22 | Williams Mikel H Director | 4 | Option right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.37 | 2011-04-26 |