INTEGRATED SILICON SOLUTION INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-22: Reporting owner COBB JOHN; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-21: Reporting owner Han Chang Chaio; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-21: Reporting owner COBB JOHN; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-20: Reporting owner COBB JOHN; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-22 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $1.95 exercise price | 2013-11-22 | |
| 2013-11-21 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $6.56 exercise price | 2013-11-22 | |
| 2013-11-21 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 40,000 owned after | $1.95 exercise price | 2013-11-22 | |
| 2013-11-20 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 45,000 owned after | $1.95 exercise price | 2013-11-22 | |
| 2013-11-19 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 50,000 owned after | $1.95 exercise price | 2013-11-19 | |
| 2013-11-18 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 55,000 owned after | $1.95 exercise price | 2013-11-25 | |
| 2013-11-07 | McDonald W Keith Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Indirect · by Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.07 exercise price | 2013-11-08 | |
| 2013-11-06 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,891 0 owned after | $6.56 exercise price | 2013-11-06 | |
| 2013-08-14 | Zimmerman John Charles Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $1.73 exercise price | 2013-08-14 | |
| 2013-08-14 | Zimmerman John Charles Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $5.64 exercise price | 2013-08-14 | |
| 2013-05-31 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 30,000 owned after | $5.54 exercise price | 2013-05-31 | |
| 2013-05-31 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $5.54 exercise price | 2013-05-31 | |
| 2013-05-30 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $5.54 exercise price | 2013-05-31 | |
| 2013-05-30 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $5.54 exercise price | 2013-05-31 | |
| 2013-05-17 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,948 31,891 owned after | $6.56 exercise price | 2013-05-20 | |
| 2013-05-16 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,822 56,839 owned after | $6.56 exercise price | 2013-05-16 | |
| 2013-05-15 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,339 67,661 owned after | $6.56 exercise price | 2013-05-16 | |
| 2013-02-21 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,895 7,964 owned after | $6.33 exercise price | 2013-02-21 | |
| 2013-02-21 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,964 0 owned after | $6.33 exercise price | 2013-02-21 | |
| 2013-02-20 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,141 18,859 owned after | $6.33 exercise price | 2013-02-21 | |
| 2013-02-15 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,539 25,000 owned after | $6.33 exercise price | 2013-02-15 | |
| 2013-02-14 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,461 33,539 owned after | $6.33 exercise price | 2013-02-15 | |
| 2013-02-08 | Zimmerman John Charles Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.07 exercise price | 2013-02-12 | |
| 2013-02-08 | WOOLEY BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.07 exercise price | 2013-02-12 | |
| 2013-02-08 | Pletcher Stephen L. Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.07 exercise price | 2013-02-12 | |
| 2013-02-08 | McDonald W Keith Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.07 exercise price | 2013-02-12 | |
| 2013-02-08 | Khazam Jonathan Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.07 exercise price | 2013-02-12 | |
| 2013-02-08 | Chien S.J. Paul Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.07 exercise price | 2013-02-12 | |
| 2013-01-15 | WOOLEY BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $6.26 exercise price | 2013-01-16 |