INTEGRATED SILICON SOLUTION INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-03: Reporting owner LEE JIMMY SHUEH MIEN; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-10-28: Reporting owner Han Chang Chaio; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-10-28: Reporting owner Han Kong Yeu; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-10-28: Reporting owner Howarth Scott Daniel; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-03 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Indirect · by Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −90,000 0 owned after | $7.45 exercise price | 2011-11-04 | |
| 2011-10-28 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $9.36 exercise price | 2011-11-01 | |
| 2011-10-28 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $9.36 exercise price | 2011-11-01 | |
| 2011-10-28 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $9.36 exercise price | 2011-11-01 | |
| 2011-10-28 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $9.36 exercise price | 2011-11-01 | |
| 2011-10-28 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $9.36 exercise price | 2011-11-01 | |
| 2011-02-04 | WOOLEY BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.64 exercise price | 2011-02-08 | |
| 2011-02-04 | Pletcher Stephen L. Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.64 exercise price | 2011-02-08 | |
| 2011-02-04 | McDonald W Keith Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.64 exercise price | 2011-02-08 | |
| 2011-02-04 | Khazam Jonathan Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.64 exercise price | 2011-02-08 | |
| 2011-02-04 | Zimmerman John Charles Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.64 exercise price | 2011-02-08 | |
| 2011-02-04 | Chien S.J. Paul Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.64 exercise price | 2011-02-08 | |
| 2011-02-03 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Indirect · by Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,212 36,788 owned after | $9.80 exercise price | 2011-02-07 |