INTEGRATED SILICON SOLUTION INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-26: Reporting owner Howarth Scott Daniel; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-10: Reporting owner Howarth Scott Daniel; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-04: Reporting owner Howarth Scott Daniel; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-03: Reporting owner Howarth Scott Daniel; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-26 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −207 25,734 owned after | $4.34 exercise price | 2014-12-29 | |
| 2014-12-10 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −59 25,941 owned after | $4.34 exercise price | 2014-12-12 | |
| 2014-12-04 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 26,000 owned after | $4.34 exercise price | 2014-12-05 | |
| 2014-12-03 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,000 0 owned after | $1.95 exercise price | 2014-12-03 | |
| 2014-12-02 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 26,000 owned after | $1.95 exercise price | 2014-12-03 | |
| 2014-12-02 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.05 exercise price | 2014-12-03 | |
| 2014-11-26 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,665 57,133 owned after | $7.29 exercise price | 2014-11-26 | |
| 2014-08-28 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,403 0 owned after | $6.56 exercise price | 2014-08-28 | |
| 2014-08-27 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,460 9,403 owned after | $6.56 exercise price | 2014-08-28 | |
| 2014-08-27 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,166 20,834 owned after | $1.95 exercise price | 2014-08-28 | |
| 2014-07-30 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,550 0 owned after | $5.86 exercise price | 2014-07-31 | |
| 2014-07-29 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,300 0 owned after | $6.56 exercise price | 2014-07-29 | |
| 2014-07-28 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,700 23,300 owned after | $6.56 exercise price | 2014-07-29 | |
| 2014-05-29 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 6,550 owned after | $5.86 exercise price | 2014-05-30 | |
| 2014-05-28 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 64,798 owned after | $7.29 exercise price | 2014-05-28 | |
| 2014-05-28 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 16,550 owned after | $5.86 exercise price | 2014-05-28 | |
| 2014-05-27 | McDonald W Keith Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $6.37 exercise price | 2014-05-28 | |
| 2014-05-27 | Khazam Jonathan Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 0 owned after | $5.57 exercise price | 2014-05-28 | |
| 2014-05-27 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,202 84,798 owned after | $7.29 exercise price | 2014-05-28 | |
| 2014-05-27 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 26,550 owned after | $5.86 exercise price | 2014-05-28 | |
| 2014-05-21 | Pletcher Stephen L. Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $5.57 exercise price | 2014-05-22 | |
| 2014-05-21 | Pletcher Stephen L. Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −327 3,423 owned after | $6.86 exercise price | 2014-05-22 | |
| 2014-05-19 | Chien S.J. Paul Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $1.73 exercise price | 2014-05-19 | |
| 2014-05-19 | Chien S.J. Paul Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −981 0 owned after | $5.64 exercise price | 2014-05-19 | |
| 2014-05-19 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 36,550 owned after | $5.86 exercise price | 2014-05-19 | |
| 2014-05-13 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,450 46,550 owned after | $5.86 exercise price | 2014-05-14 | |
| 2014-05-13 | Chien S.J. Paul Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,519 981 owned after | $5.64 exercise price | 2014-05-14 | |
| 2014-05-12 | Khazam Jonathan Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 6,500 owned after | $5.57 exercise price | 2014-05-12 | |
| 2014-05-12 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 55,000 owned after | $5.86 exercise price | 2014-05-12 | |
| 2014-05-09 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.95 exercise price | 2014-05-12 | |
| 2014-05-08 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $1.95 exercise price | 2014-05-08 | |
| 2014-05-07 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $1.95 exercise price | 2014-05-08 | |
| 2014-05-06 | Zimmerman John Charles Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $6.86 exercise price | 2014-05-06 | |
| 2014-05-06 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 15,000 owned after | $1.95 exercise price | 2014-05-06 | |
| 2014-05-05 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 25,000 owned after | $1.95 exercise price | 2014-05-06 | |
| 2014-02-28 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,112 15,863 owned after | $6.56 exercise price | 2014-02-28 | |
| 2014-02-27 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 30,000 owned after | $6.56 exercise price | 2014-02-28 | |
| 2014-02-27 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,025 21,975 owned after | $6.56 exercise price | 2014-02-28 | |
| 2014-02-19 | WOOLEY BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $6.37 exercise price | 2014-02-20 | |
| 2014-02-11 | WOOLEY BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $11.26 exercise price | 2014-02-13 | |
| 2014-02-11 | McDonald W Keith Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $11.26 exercise price | 2014-02-13 | |
| 2014-02-11 | Pletcher Stephen L. Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $11.26 exercise price | 2014-02-13 | |
| 2014-02-11 | Khazam Jonathan Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $11.26 exercise price | 2014-02-13 | |
| 2014-02-11 | Zimmerman John Charles Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $11.26 exercise price | 2014-02-13 | |
| 2014-02-11 | Chien S.J. Paul Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $11.26 exercise price | 2014-02-13 |