INTEGRATED SILICON SOLUTION INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-07: Reporting owner Han Chang Chaio; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-12-07: Reporting owner Han Chang Chaio; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-12-07: Reporting owner Han Chang Chaio; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-12-07: Reporting owner Han Chang Chaio; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-07 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $4.34 exercise price | 2015-12-09 | |
| 2015-12-07 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $7.57 exercise price | 2015-12-09 | |
| 2015-12-07 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $9.14 exercise price | 2015-12-09 | |
| 2015-12-07 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $9.36 exercise price | 2015-12-09 | |
| 2015-12-07 | Chien S.J. Paul Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $6.86 exercise price | 2015-12-09 | |
| 2015-12-07 | Chien S.J. Paul Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $9.07 exercise price | 2015-12-09 | |
| 2015-12-07 | Chien S.J. Paul Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $10.35 exercise price | 2015-12-09 | |
| 2015-12-07 | Chien S.J. Paul Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $10.64 exercise price | 2015-12-09 | |
| 2015-12-07 | Chien S.J. Paul Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $11.26 exercise price | 2015-12-09 | |
| 2015-12-07 | Zimmerman John Charles Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $9.07 exercise price | 2015-12-09 | |
| 2015-12-07 | Zimmerman John Charles Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $10.35 exercise price | 2015-12-09 | |
| 2015-12-07 | Zimmerman John Charles Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $10.64 exercise price | 2015-12-09 | |
| 2015-12-07 | Zimmerman John Charles Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $11.26 exercise price | 2015-12-09 | |
| 2015-12-07 | WOOLEY BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,500 0 owned after | $1.73 exercise price | 2015-12-09 | |
| 2015-12-07 | WOOLEY BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $6.86 exercise price | 2015-12-09 | |
| 2015-12-07 | WOOLEY BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $9.07 exercise price | 2015-12-09 | |
| 2015-12-07 | WOOLEY BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $10.35 exercise price | 2015-12-09 | |
| 2015-12-07 | WOOLEY BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $10.64 exercise price | 2015-12-09 | |
| 2015-12-07 | WOOLEY BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $11.26 exercise price | 2015-12-09 | |
| 2015-12-07 | Khazam Jonathan Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,500 0 owned after | $1.73 exercise price | 2015-12-09 | |
| 2015-12-07 | Khazam Jonathan Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $6.86 exercise price | 2015-12-09 | |
| 2015-12-07 | Khazam Jonathan Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $9.07 exercise price | 2015-12-09 | |
| 2015-12-07 | Khazam Jonathan Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $10.35 exercise price | 2015-12-09 | |
| 2015-12-07 | Khazam Jonathan Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $10.64 exercise price | 2015-12-09 | |
| 2015-12-07 | Khazam Jonathan Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $11.26 exercise price | 2015-12-09 | |
| 2015-12-07 | McDonald W Keith Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,500 0 owned after | $1.73 exercise price | 2015-12-09 | |
| 2015-12-07 | McDonald W Keith Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $6.86 exercise price | 2015-12-09 | |
| 2015-12-07 | McDonald W Keith Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $9.07 exercise price | 2015-12-09 | |
| 2015-12-07 | McDonald W Keith Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $10.35 exercise price | 2015-12-09 | |
| 2015-12-07 | McDonald W Keith Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $10.64 exercise price | 2015-12-09 | |
| 2015-12-07 | McDonald W Keith Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $11.26 exercise price | 2015-12-09 | |
| 2015-12-07 | Pletcher Stephen L. Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,423 0 owned after | $6.86 exercise price | 2015-12-09 | |
| 2015-12-07 | Pletcher Stephen L. Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $9.07 exercise price | 2015-12-09 | |
| 2015-12-07 | Pletcher Stephen L. Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $10.35 exercise price | 2015-12-09 | |
| 2015-12-07 | Pletcher Stephen L. Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $10.64 exercise price | 2015-12-09 | |
| 2015-12-07 | Pletcher Stephen L. Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $11.26 exercise price | 2015-12-09 | |
| 2015-12-07 | LEE JIMMY SHUEH MIEN Director, Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $4.34 exercise price | 2015-12-09 | |
| 2015-12-07 | LEE JIMMY SHUEH MIEN Director, Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $7.57 exercise price | 2015-12-09 | |
| 2015-12-07 | LEE JIMMY SHUEH MIEN Director, Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $9.14 exercise price | 2015-12-09 | |
| 2015-12-07 | LEE JIMMY SHUEH MIEN Director, Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $9.36 exercise price | 2015-12-09 | |
| 2015-12-07 | Han Kong Yeu Director, Officer (Vice-Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $4.34 exercise price | 2015-12-09 | |
| 2015-12-07 | Han Kong Yeu Director, Officer (Vice-Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $7.57 exercise price | 2015-12-09 | |
| 2015-12-07 | Han Kong Yeu Director, Officer (Vice-Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $9.14 exercise price | 2015-12-09 | |
| 2015-12-07 | Han Kong Yeu Director, Officer (Vice-Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $9.36 exercise price | 2015-12-09 | |
| 2015-12-07 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $4.34 exercise price | 2015-12-09 | |
| 2015-12-07 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $7.57 exercise price | 2015-12-09 | |
| 2015-12-07 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $9.14 exercise price | 2015-12-09 | |
| 2015-12-07 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $9.36 exercise price | 2015-12-09 | |
| 2015-12-07 | Howarth Scott Daniel Director, Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $7.57 exercise price | 2015-12-09 | |
| 2015-12-07 | Howarth Scott Daniel Director, Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $9.14 exercise price | 2015-12-09 | |
| 2015-12-07 | Howarth Scott Daniel Director, Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $9.36 exercise price | 2015-12-09 | |
| 2015-10-22 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,834 0 owned after | $1.95 exercise price | 2015-10-23 | |
| 2015-08-27 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $1.95 exercise price | 2015-08-27 | |
| 2015-08-24 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $1.95 exercise price | 2015-08-25 | |
| 2015-05-12 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Indirect · by Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,175 0 owned after | $7.29 exercise price | 2015-05-12 | |
| 2015-05-11 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Indirect · by Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,825 50,175 owned after | $7.29 exercise price | 2015-05-12 | |
| 2015-05-06 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,100 54,033 owned after | $7.29 exercise price | 2015-05-06 | |
| 2015-05-06 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,133 16,900 owned after | $7.29 exercise price | 2015-05-06 | |
| 2015-05-06 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,900 0 owned after | $7.29 exercise price | 2015-05-06 | |
| 2015-02-25 | McDonald W Keith Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $5.57 exercise price | 2015-02-26 | |
| 2015-02-13 | WOOLEY BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $5.57 exercise price | 2015-02-17 | |
| 2015-02-06 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,734 0 owned after | $4.34 exercise price | 2015-02-06 |