INTEGRATED SILICON SOLUTION INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-26: Reporting owner LEE JIMMY SHUEH MIEN; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-19: Reporting owner WOOLEY BRUCE A; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-19: Reporting owner WOOLEY BRUCE A; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-09: Reporting owner LEE JIMMY SHUEH MIEN; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-26 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,609 0 owned after | $3.12 exercise price | 2012-11-27 | |
| 2012-11-19 | WOOLEY BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $3.06 exercise price | 2012-11-20 | |
| 2012-11-19 | WOOLEY BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $6.55 exercise price | 2012-11-20 | |
| 2012-11-09 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,287 17,609 owned after | $3.12 exercise price | 2012-11-09 | |
| 2012-11-08 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,104 46,896 owned after | $3.12 exercise price | 2012-11-09 | |
| 2012-11-06 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $9.14 exercise price | 2012-11-07 | |
| 2012-11-06 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $9.14 exercise price | 2012-11-07 | |
| 2012-11-06 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $9.14 exercise price | 2012-11-07 | |
| 2012-11-06 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $9.14 exercise price | 2012-11-07 | |
| 2012-11-06 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $9.14 exercise price | 2012-11-07 | |
| 2012-08-08 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −696 0 owned after | $6.66 exercise price | 2012-08-09 | |
| 2012-08-03 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,447 696 owned after | $6.66 exercise price | 2012-08-06 | |
| 2012-07-31 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,028 12,143 owned after | $6.66 exercise price | 2012-07-31 | |
| 2012-07-30 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,829 22,171 owned after | $6.66 exercise price | 2012-07-31 | |
| 2012-02-22 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Indirect · by Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,788 0 owned after | $9.80 exercise price | 2012-02-22 | |
| 2012-02-22 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $6.66 exercise price | 2012-02-22 | |
| 2012-02-03 | WOOLEY BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.35 exercise price | 2012-02-07 | |
| 2012-02-03 | Pletcher Stephen L. Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.35 exercise price | 2012-02-07 | |
| 2012-02-03 | McDonald W Keith Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.35 exercise price | 2012-02-07 | |
| 2012-02-03 | Zimmerman John Charles Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.35 exercise price | 2012-02-07 | |
| 2012-02-03 | Khazam Jonathan Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.35 exercise price | 2012-02-07 | |
| 2012-02-03 | Chien S.J. Paul Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.35 exercise price | 2012-02-07 | |
| 2012-02-01 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $6.66 exercise price | 2012-02-03 |