INTEGRATED SILICON SOLUTION INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-06: Reporting owner Han Chang Chaio; Form 4; Security Non-Qualified Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-06: Reporting owner Han Kong Yeu; Form 4; Security Non-Qualified Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-06: Reporting owner COBB JOHN; Form 4; Security Non-Qualified Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-06: Reporting owner Howarth Scott Daniel; Form 4; Security Non-Qualified Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-06 | Han Chang Chaio Officer (Executive VP/GM) | 4 | Non-Qualified Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $1.95 exercise price | 2008-11-12 | |
| 2008-11-06 | Han Kong Yeu Officer (Vice Chairman) | 4 | Non-Qualified Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $1.95 exercise price | 2008-11-12 | |
| 2008-11-06 | COBB JOHN Officer (CFO) | 4 | Non-Qualified Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $1.95 exercise price | 2008-11-12 | |
| 2008-11-06 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +102,000 102,000 owned after | $1.95 exercise price | 2008-11-12 | |
| 2008-11-06 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $1.95 exercise price | 2008-11-12 | |
| 2008-08-27 | Han Chang Chaio Officer (Executive VP) | 4 | Non Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,625 5,625 owned after | $2.81 exercise price | 2008-08-29 | |
| 2008-07-30 | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R | Riley Investment Management LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Non-Qualified Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $6.37 exercise price | 2007-08-07 | |
| 2008-07-24 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $3.60 | 2008-07-28 | |
| 2008-06-10 | COBB JOHN Officer (CFO and Corporate Secretary) | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $5.86 | 2008-06-12 | |
| 2008-03-31 | Howarth Scott Daniel Officer (CEO) | 4 | Non-Qulaified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $6.05 | 2008-04-02 | |
| 2008-03-13 holding as of filing | Khazam Jonathan Director | 3 | Non Qualified Stock Option (right to buy) Derivative · Direct | Holding | $5.57 exercise price | 2008-03-13 | ||
| 2008-03-13 holding as of filing | Pletcher Stephen L. Director | 3 | Non Qualified Stock Option (right to buy) Derivative · Direct | Holding | $5.57 exercise price | 2008-03-13 | ||
| 2008-03-07 | WOOLEY BRUCE A Director | 4 | Non Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $5.57 | 2008-03-13 | |
| 2008-03-07 | McDonald W Keith Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $5.57 | 2008-03-12 | |
| 2008-02-25 holding as of filing | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4/A | Stock Option (Non-Qualified Right to Purchase) Derivative · Direct | Holding | 2,500 owned after | $6.37 exercise price | 2008-02-25 | |
| 2008-02-15 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Non-Qualified Right to Purchase) Derivative · Direct | Holding | 2,500 owned after | $6.37 exercise price | 2008-02-15 | |
| 2008-02-08 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Non-Qualified Right to Purchase) Derivative · Direct | Holding | 2,500 owned after | $6.37 exercise price | 2008-02-08 | |
| 2008-02-05 holding as of filing | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC | RILEY BRYANT R 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Non-Qualified Right to Purchase) Derivative · Direct | Holding | 2,500 owned after | $6.37 exercise price | 2008-02-05 | |
| 2008-01-31 holding as of filing | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Non-Qualified Right to Purchase) Derivative · Direct | Holding | 2,500 owned after | $6.37 exercise price | 2008-01-31 | |
| 2008-01-30 | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R | Riley Investment Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Non-Qualified Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $5.16 exercise price | 2008-01-31 | |
| 2008-01-29 holding as of filing | Chien S.J. Paul Director | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $5.64 exercise price | 2008-01-29 | ||
| 2008-01-29 holding as of filing | Zimmerman John Charles Director | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $5.64 exercise price | 2008-01-29 | ||
| 2008-01-15 holding as of filing | Riley Investment Management LLC | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Non-Qualified Right to Purchase) Derivative · Direct | Holding | 10,000 owned after | $5.16 exercise price | 2008-01-15 | |
| 2008-01-15 holding as of filing | Riley Investment Management LLC | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Non-Qualified Right to Purchase) Derivative · Direct | Holding | 2,500 owned after | $6.37 exercise price | 2008-01-15 | |
| 2008-01-11 holding as of filing | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R | Riley Investment Management LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Non-Qualified Right to Purchase) Derivative · Direct | Holding | 10,000 owned after | $5.16 exercise price | 2008-01-11 | |
| 2008-01-11 holding as of filing | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R | Riley Investment Management LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Non-Qualified Right to Purchase) Derivative · Direct | Holding | 2,500 owned after | $6.37 exercise price | 2008-01-11 |