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INTEGRATED SILICON SOLUTION INC Forms 3, 4 and 5: Other

INTEGRATED SILICON SOLUTION INC Forms 3, 4 and 5: Other

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows, 38 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2015-12-07: Reporting owner Han Chang Chaio; Form 4; Security Stock Appreciation Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2015-12-07: Reporting owner Han Chang Chaio; Form 4; Security Stock Appreciation Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2015-12-07: Reporting owner LEE JIMMY SHUEH MIEN; Form 4; Security Stock Appreciation Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2015-12-07: Reporting owner LEE JIMMY SHUEH MIEN; Form 4; Security Stock Appreciation Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2015-12-07Han Chang Chaio
Officer (Vice President/ GM)
4Stock Appreciation Rights
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−55,000
0 owned after
$10.96
exercise price
2015-12-09
2015-12-07Han Chang Chaio
Officer (Vice President/ GM)
4Stock Appreciation Rights
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−37,000
0 owned after
$13.54
exercise price
2015-12-09
2015-12-07LEE JIMMY SHUEH MIEN
Director, Officer (Executive Chairman)
4Stock Appreciation Rights
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−80,000
0 owned after
$10.96
exercise price
2015-12-09
2015-12-07LEE JIMMY SHUEH MIEN
Director, Officer (Executive Chairman)
4Stock Appreciation Rights
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−60,000
0 owned after
$13.54
exercise price
2015-12-09
2015-12-07Han Kong Yeu
Director, Officer (Vice-Chairman)
4Stock Appreciation Rights
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−65,000
0 owned after
$10.96
exercise price
2015-12-09
2015-12-07Han Kong Yeu
Director, Officer (Vice-Chairman)
4Stock Appreciation Rights
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−44,000
0 owned after
$13.54
exercise price
2015-12-09
2015-12-07COBB JOHN
Officer (CFO)
4Stock Appreciation Rights
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−50,000
0 owned after
$10.96
exercise price
2015-12-09
2015-12-07COBB JOHN
Officer (CFO)
4Stock Appreciation Rights
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−33,000
0 owned after
$13.54
exercise price
2015-12-09
2015-12-07Howarth Scott Daniel
Director, Officer (CEO)
4Stock Appreciation Rights
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−80,000
0 owned after
$10.96
exercise price
2015-12-09
2015-12-07Howarth Scott Daniel
Director, Officer (CEO)
4Stock Appreciation Rights
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−60,000
0 owned after
$13.54
exercise price
2015-12-09
2014-11-06Han Chang Chaio
Officer (Vice President/ GM)
4Stock Appreciation Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+37,000
37,000 owned after
$13.54
exercise price
2014-11-10
2014-11-06Han Kong Yeu
Officer (Vice-Chairman)
4Stock Appreciation Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+44,000
44,000 owned after
$13.54
exercise price
2014-11-10
2014-11-06Howarth Scott Daniel
Officer (CEO)
4Stock Appreciation Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+60,000
60,000 owned after
$13.54
exercise price
2014-11-10
2014-11-06LEE JIMMY SHUEH MIEN
Officer (Executive Chairman)
4Stock Appreciation Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+60,000
60,000 owned after
$13.54
exercise price
2014-11-10
2014-11-06COBB JOHN
Officer (CFO)
4Stock Appreciation Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+33,000
33,000 owned after
$13.54
exercise price
2014-11-10
2013-11-07Han Kong Yeu
Officer (Vice-Chairman)
4Stock Appreciation Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+65,000
65,000 owned after
$10.96
exercise price
2013-11-12
2013-11-07Han Chang Chaio
Officer (Vice President/ GM)
4Stock Appreciation Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+55,000
55,000 owned after
$10.96
exercise price
2013-11-12
2013-11-07Howarth Scott Daniel
Officer (CEO)
4Stock Appreciation Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+80,000
80,000 owned after
$10.96
exercise price
2013-11-12
2013-11-07COBB JOHN
Officer (CFO)
4Stock Appreciation Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+50,000
50,000 owned after
$10.96
exercise price
2013-11-12
2013-11-07LEE JIMMY SHUEH MIEN
Officer (Executive Chairman)
4Stock Appreciation Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+80,000
80,000 owned after
$10.96
exercise price
2013-11-12
2012-11-04Han Kong Yeu
Officer (Vice-Chairman)
4RSU Award
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−18,907
0 owned after
$0.002012-11-05
2012-11-04COBB JOHN
Officer (CFO)
4RSU Award
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−18,907
0 owned after
$0.002012-11-05
2012-11-04Han Chang Chaio
Officer (Vice President/ GM)
4RSU Award
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−18,907
0 owned after
$0.002012-11-05
2012-11-04Howarth Scott Daniel
Officer (CEO)
4RSU Award
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−37,814
0 owned after
$0.002012-11-05
2012-09-23LEE JIMMY SHUEH MIEN
Officer (Executive Chairman)
4RSU Award
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,000
0 owned after
$0.002012-09-24
2011-11-04COBB JOHN
Officer (CFO)
4RSU Award
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−18,907
18,907 owned after
$0.002011-11-04
2011-11-04Han Chang Chaio
Officer (Vice President/ GM)
4RSU Award
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−18,907
18,907 owned after
$0.002011-11-04
2011-11-04Han Kong Yeu
Officer (Vice-Chairman)
4RSU Award
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−18,907
18,907 owned after
$0.002011-11-04
2011-11-04Howarth Scott Daniel
Officer (CEO)
4RSU Award
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−37,814
37,814 owned after
$0.002011-11-04
2011-09-23LEE JIMMY SHUEH MIEN
Officer (Executive Chairman)
4RSU Award
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,000
20,000 owned after
$0.002011-09-26
2010-11-04COBB JOHN
Officer (CFO)
4RSU Award
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+37,814
37,814 owned after
$0.002010-11-08
2010-11-04Han Chang Chaio
Officer (Vice President/ GM)
4RSU Award
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+37,814
37,814 owned after
$0.002010-11-08
2010-11-04Han Kong Yeu
Officer (Vice-Chairman)
4RSU Award
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+37,814
37,814 owned after
$0.002010-11-08
2010-11-04Howarth Scott Daniel
Officer (CEO)
4RSU Award
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+75,628
75,628 owned after
$0.002010-11-08
2008-08-01LEE JIMMY SHUEH MIEN
Officer (Executive Chairman)
4Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,724
3,724 owned after
$4.372008-08-05
2008-07-31LEE JIMMY SHUEH MIEN
Officer (Executive Chairman)
4Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+3,724
3,724 owned after
$3.862008-08-05
2008-02-01LEE JIMMY SHUEH MIEN
Officer (Chief Executive Officer)
4Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)+3,101
3,101 owned after
$5.842008-02-05
2008-01-31LEE JIMMY SHUEH MIEN
Officer (Chief Executive Officer)
4Common Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,101
3,101 owned after
$4.972008-02-05