INTEGRATED SILICON SOLUTION INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-28: Reporting owner LEE JIMMY SHUEH MIEN; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2006-12-28: Reporting owner LEE JIMMY SHUEH MIEN; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-28: Reporting owner FISCHER GARY L; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2006-12-28: Reporting owner FISCHER GARY L; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-28 | LEE JIMMY SHUEH MIEN Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $6.75 exercise price | 2007-03-09 | |
| 2006-12-28 | LEE JIMMY SHUEH MIEN Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $11.14 exercise price | 2007-03-09 | |
| 2006-12-28 | FISCHER GARY L Other (Former Officer and Director) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $11.30 exercise price | 2007-03-09 | |
| 2006-12-28 | FISCHER GARY L Other (Former Officer and Director) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $13.76 exercise price | 2007-03-09 | |
| 2006-12-28 | FISCHER GARY L Other (Former Officer and Director) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $6.75 exercise price | 2007-03-09 | |
| 2006-12-28 | FISCHER GARY L Other (Former Officer and Director) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $11.14 exercise price | 2007-03-09 | |
| 2006-12-28 | SONG PAUL JEI ZEN Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $6.75 exercise price | 2007-03-09 | |
| 2006-12-28 | SONG PAUL JEI ZEN Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $11.14 exercise price | 2007-03-09 | |
| 2006-12-12 | McDonald W Keith Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Indirect · by Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.07 exercise price | 2006-12-14 | |
| 2006-10-12 | Howarth Scott Daniel Officer (Vice President and CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.54 exercise price | 2006-10-16 | |
| 2006-10-12 | Han Kong Yeu Officer (Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.54 exercise price | 2006-10-16 | |
| 2006-10-12 | Han Chang Chaio Officer (Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $5.54 exercise price | 2006-10-16 | |
| 2006-09-07 | Riley Investment Management LLC | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R 10% Owner | 10% Owner | Director, 10% Owner | 4 | Stock Option (Non-Qualified Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.16 exercise price | 2007-03-13 | |
| 2006-09-07 | RILEY BRYANT R 10% Owner | 4 | Stock Option (Non-Qualified Right to Purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.16 exercise price | 2006-09-12 | |
| 2006-09-07 | KEATING MELVIN L Director | 4 | Non-qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.16 exercise price | 2006-09-11 | |
| 2006-02-21 | Howarth Scott Daniel Officer (Vice President and CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $6.33 | 2006-02-23 | |
| 2006-02-03 | WOOLEY BRUCE A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $6.26 | 2006-02-06 | |
| 2006-02-03 | Ko Ping K Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $6.26 | 2006-02-06 | |
| 2006-02-03 | TAN LIP BU Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $6.26 | 2006-02-06 | |
| 2006-02-03 | TANIGAMI HIDEYUKE Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $6.26 | 2006-02-06 |