IMAGEWARE SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-10: Reporting owner Carey David W; Form 4; Security Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-01-31: Reporting owner WETHERELL WAYNE G; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-01-31: Reporting owner MILLER S JAMES; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-01-31: Reporting owner Harding David E.; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-10 | Carey David W Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $0.20 exercise price | 2018-12-12 | |
| 2018-01-31 | WETHERELL WAYNE G Officer (SR. VP AND CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | MILLER S JAMES Director, Officer (CHAIRMAN AND CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | Harding David E. Officer (CHIEF TECHNICAL OFFICER) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | Clutterbuck Robert T Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | Clutterbuck Robert T Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | Somerville David Officer (SR VP OF SALES AND MARKETING) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | Frischer Charles Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | Frischer Charles Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | CROCKER CHARLES Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | CROCKER CHARLES Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | Carey David W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | Carey David W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | KAMMERSGARD DANA Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | KAMMERSGARD DANA Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | GOLDMAN NEAL I Director, 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.93 | 2018-02-02 | |
| 2018-01-31 | GOLDMAN NEAL I Director, 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $1.93 | 2018-02-02 | |
| 2018-01-31 | Cronin John E Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.75 | 2018-02-02 | |
| 2018-01-31 | Cronin John E Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $1.75 | 2018-02-02 |