IMAGEWARE SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-01-27: Reporting owner Carey David W; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-01-27: Reporting owner Hamm G Steve; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-01-27: Reporting owner LOESCH DAVID R; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-01-27: Reporting owner HOLLERAN JOHN L; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-01-27 | Carey David W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 25,000 owned after | $0.20 exercise price | 2009-01-28 | |
| 2009-01-27 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 32,000 owned after | $0.20 exercise price | 2009-01-28 | |
| 2009-01-27 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 52,000 owned after | $0.20 exercise price | 2009-01-28 | |
| 2009-01-27 | HOLLERAN JOHN L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 45,261 owned after | $0.20 exercise price | 2009-01-28 | |
| 2009-01-27 | CALLAN JOHN G Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 47,535 owned after | $0.20 exercise price | 2009-01-28 | |
| 2009-01-27 | WETHERELL WAYNE G Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 332,600 owned after | $0.20 exercise price | 2009-01-28 | |
| 2009-01-27 | MILLER S JAMES Director, Officer (Chairman and CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 627,700 owned after | $0.20 exercise price | 2009-01-28 |