FIRST MARBLEHEAD CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-01: Reporting owner Murray Suzanne E; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-09-01: Reporting owner Klipper Kenneth S; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-09-01: Reporting owner Heneghan Barry; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-09-01: Reporting owner GELBER SETH AARON; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-01 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,459 12,916 owned after | no price filed | 2013-09-04 | |
| 2013-09-01 | Klipper Kenneth S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 26,000 owned after | no price filed | 2013-09-04 | |
| 2013-09-01 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,598 93,194 owned after | no price filed | 2013-09-04 | |
| 2013-09-01 | GELBER SETH AARON Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,598 93,194 owned after | no price filed | 2013-09-04 | |
| 2013-09-01 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 26,000 owned after | no price filed | 2013-09-04 | |
| 2013-08-16 | MEYERS DANIEL MAXWELL Director, Officer (CEO and Chairman of the Board) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100,000 0 owned after | no price filed | 2013-08-20 | |
| 2013-08-16 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $0.00 | 2013-08-19 | |
| 2013-08-16 | Klipper Kenneth S Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.00 | 2013-08-19 | |
| 2013-08-16 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $0.00 | 2013-08-19 | |
| 2013-08-16 | GELBER SETH AARON Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +507,500 507,500 owned after | $0.00 | 2013-08-19 | |
| 2013-08-16 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $0.00 | 2013-08-19 | |
| 2013-08-15 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 45,000 owned after | no price filed | 2013-08-19 | |
| 2013-08-15 | Klipper Kenneth S Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 90,000 owned after | no price filed | 2013-08-19 | |
| 2013-08-15 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,667 199,999 owned after | no price filed | 2013-08-19 | |
| 2013-08-15 | GELBER SETH AARON Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,667 199,999 owned after | no price filed | 2013-08-19 | |
| 2013-08-15 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 45,000 owned after | no price filed | 2013-08-19 | |
| 2013-06-05 | Santo Gary F Jr Other (Former Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,750 0 owned after | $0.00 | 2013-06-07 | |
| 2013-06-05 | Santo Gary F Jr Other (Former Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 0 owned after | $0.00 | 2013-06-07 | |
| 2013-06-05 | Santo Gary F Jr Other (Former Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $0.00 | 2013-06-07 | |
| 2013-04-21 | Santo Gary F Jr Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,750 43,750 owned after | no price filed | 2013-04-23 | |
| 2013-04-21 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,750 43,750 owned after | no price filed | 2013-04-23 | |
| 2013-04-21 | GELBER SETH AARON Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,750 43,750 owned after | no price filed | 2013-04-23 | |
| 2013-04-12 | Santo Gary F Jr Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | no price filed | 2013-04-15 | |
| 2013-04-12 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250 0 owned after | no price filed | 2013-04-15 | |
| 2013-04-12 | Klipper Kenneth S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | no price filed | 2013-04-15 | |
| 2013-04-12 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | no price filed | 2013-04-15 | |
| 2013-04-12 | GELBER SETH AARON Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | no price filed | 2013-04-15 | |
| 2013-04-12 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,250 0 owned after | no price filed | 2013-04-15 |