FIRST MARBLEHEAD CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-01: Reporting owner Santo Gary F Jr; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-01: Reporting owner Murray Suzanne E; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-01: Reporting owner Klipper Kenneth S; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-01: Reporting owner Heneghan Barry; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-01 | Santo Gary F Jr Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 39,000 owned after | no price filed | 2012-09-04 | |
| 2012-09-01 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,458 19,375 owned after | no price filed | 2012-09-04 | |
| 2012-09-01 | Klipper Kenneth S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 39,000 owned after | no price filed | 2012-09-04 | |
| 2012-09-01 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,597 139,792 owned after | no price filed | 2012-09-04 | |
| 2012-09-01 | GELBER SETH AARON Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,597 139,792 owned after | no price filed | 2012-09-04 | |
| 2012-09-01 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 39,000 owned after | no price filed | 2012-09-04 | |
| 2012-08-15 | Santo Gary F Jr Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $0.00 | 2012-08-15 | |
| 2012-08-15 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.00 | 2012-08-15 | |
| 2012-08-15 | Klipper Kenneth S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $0.00 | 2012-08-15 | |
| 2012-08-15 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +266,666 266,666 owned after | $0.00 | 2012-08-15 | |
| 2012-08-15 | GELBER SETH AARON Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +266,666 266,666 owned after | $0.00 | 2012-08-15 | |
| 2012-08-15 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.00 | 2012-08-15 | |
| 2012-08-14 | Klipper Kenneth S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −945 0 owned after | no price filed | 2012-08-15 | |
| 2012-08-14 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −831 0 owned after | no price filed | 2012-08-15 | |
| 2012-05-08 holding as of filing | Murray Suzanne E Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2012-05-08 | ||
| 2012-05-08 holding as of filing | Murray Suzanne E Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2012-05-08 | ||
| 2012-04-21 | Santo Gary F Jr Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,750 87,500 owned after | no price filed | 2012-04-24 | |
| 2012-04-21 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,750 87,500 owned after | no price filed | 2012-04-24 | |
| 2012-04-21 | GELBER SETH AARON Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,750 87,500 owned after | no price filed | 2012-04-24 | |
| 2012-04-12 | Woods Gregory M Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | no price filed | 2012-04-16 | |
| 2012-04-12 | Santo Gary F Jr Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | no price filed | 2012-04-16 | |
| 2012-04-12 | Klipper Kenneth S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | no price filed | 2012-04-16 | |
| 2012-04-12 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | no price filed | 2012-04-16 | |
| 2012-04-12 | GELBER SETH AARON Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | no price filed | 2012-04-16 | |
| 2012-04-12 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,250 31,250 owned after | no price filed | 2012-04-16 |