FIRST MARBLEHEAD CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-08-22: Reporting owner MEYERS DANIEL MAXWELL; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-08-22: Reporting owner MEYERS DANIEL MAXWELL; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-08-22: Reporting owner MEYERS DANIEL MAXWELL; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2008-09-02: Reporting owner MEYERS DANIEL MAXWELL; Form 3; Security Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-08-22 | MEYERS DANIEL MAXWELL Director, Officer (CEO and Chairman of the Board) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $60.00 exercise price | 2016-08-22 | |
| 2016-08-22 | MEYERS DANIEL MAXWELL Director, Officer (CEO and Chairman of the Board) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $120.00 exercise price | 2016-08-22 | |
| 2016-08-22 | MEYERS DANIEL MAXWELL Director, Officer (CEO and Chairman of the Board) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $160.00 exercise price | 2016-08-22 | |
| 2008-09-02 holding as of filing | MEYERS DANIEL MAXWELL Director, Officer (CEO and President) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $6.00 exercise price | 2008-09-02 | ||
| 2008-09-02 holding as of filing | MEYERS DANIEL MAXWELL Director, Officer (CEO and President) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.00 exercise price | 2008-09-02 | ||
| 2008-09-02 holding as of filing | MEYERS DANIEL MAXWELL Director, Officer (CEO and President) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $16.00 exercise price | 2008-09-02 | ||
| 2006-11-30 | HANSEN WILLIAM DEAN Director | 4 | Director stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $28.56 exercise price | 2006-12-01 | |
| 2006-09-01 | Lutz Larry Alberson Officer (EVP, Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,980 0 owned after | $1.88 exercise price | 2006-09-05 | |
| 2006-05-12 | HUPALO JOHN A Officer (EVP; Group Head, Cap. Markets) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,715 60,000 owned after | $7.00 exercise price | 2006-05-16 | |
| 2006-03-21 | ANBINDER STEPHEN E Director, Officer (Vice Chairman of the Board) | 4 | Option (obligation to sell) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −131,608 0 owned after | $4.15 exercise price | 2006-03-23 | |
| 2006-01-17 | Lutz Larry Alberson Officer (Exec. VP, Business Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,020 19,980 owned after | $1.88 exercise price | 2006-01-19 |