FIRST MARBLEHEAD CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-01: Reporting owner Murray Suzanne E; Form 4/A; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-09-01: Reporting owner Murray Suzanne E; Form 4/A; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-09-01: Reporting owner Murray Suzanne E; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-09-01: Reporting owner Murray Suzanne E; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-01 | Murray Suzanne E Officer (Managing Director) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −646 645 owned after | no price filed | 2015-04-23 | |
| 2014-09-01 | Murray Suzanne E Officer (Managing Director) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2015-04-23 | |
| 2014-09-01 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −646 645 owned after | no price filed | 2014-09-03 | |
| 2014-09-01 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2014-09-03 | |
| 2014-09-01 | MEYERS DANIEL MAXWELL Director, Officer (CEO and Chairman of the Board) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −220,000 0 owned after | no price filed | 2014-09-03 | |
| 2014-09-01 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,660 4,659 owned after | no price filed | 2014-09-03 | |
| 2014-09-01 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.00 | 2014-09-03 | |
| 2014-09-01 | GELBER SETH AARON Director, Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,660 4,659 owned after | no price filed | 2014-09-03 | |
| 2014-09-01 | GELBER SETH AARON Director, Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +84,000 84,000 owned after | $0.00 | 2014-09-03 | |
| 2014-09-01 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,300 1,300 owned after | no price filed | 2014-09-03 | |
| 2014-09-01 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2014-09-03 | |
| 2014-08-16 | Murray Suzanne E Officer (Managing Director) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,625 4,875 owned after | no price filed | 2015-04-23 | |
| 2014-08-16 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,625 4,875 owned after | no price filed | 2014-08-19 | |
| 2014-08-16 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 26,250 owned after | no price filed | 2014-08-19 | |
| 2014-08-16 | GELBER SETH AARON Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,688 38,062 owned after | no price filed | 2014-08-19 | |
| 2014-08-16 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,625 4,875 owned after | no price filed | 2014-08-19 | |
| 2014-08-15 | Murray Suzanne E Officer (Managing Director) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | no price filed | 2015-04-23 | |
| 2014-08-15 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | no price filed | 2014-08-19 | |
| 2014-08-15 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 13,332 owned after | no price filed | 2014-08-19 | |
| 2014-08-15 | GELBER SETH AARON Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 13,332 owned after | no price filed | 2014-08-19 | |
| 2014-08-15 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | no price filed | 2014-08-19 | |
| 2014-08-04 | Breitman Alan Gregory Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2014-08-04 | |
| 2014-06-02 holding as of filing | Neely Richard B. Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2014-06-02 | ||
| 2014-06-02 | Neely Richard B. Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,568 5,568 owned after | $0.00 | 2014-06-02 | |
| 2014-04-21 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,375 0 owned after | no price filed | 2014-04-23 | |
| 2014-04-21 | GELBER SETH AARON Director, Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,375 0 owned after | no price filed | 2014-04-23 |