FIRST MARBLEHEAD CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-08-15: Reporting owner Plunkett Michael Joseph; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-08-15: Reporting owner Baumer William p; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-08-15: Reporting owner Woods Gregory M; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-08-15: Reporting owner Klipper Kenneth S; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-08-15 | Plunkett Michael Joseph Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,662 0 owned after | no price filed | 2010-08-17 | |
| 2010-08-15 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,662 0 owned after | no price filed | 2010-08-16 | |
| 2010-08-15 | Woods Gregory M Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,406 0 owned after | no price filed | 2010-08-16 | |
| 2010-08-15 | Klipper Kenneth S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 0 owned after | no price filed | 2010-08-16 | |
| 2010-08-14 | Plunkett Michael Joseph Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −739 1,476 owned after | no price filed | 2010-08-17 | |
| 2010-08-14 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −831 1,661 owned after | no price filed | 2010-08-16 | |
| 2010-08-14 | Woods Gregory M Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −717 1,432 owned after | no price filed | 2010-08-16 | |
| 2010-08-14 | Klipper Kenneth S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −946 1,890 owned after | no price filed | 2010-08-16 | |
| 2010-05-27 holding as of filing | Woods Gregory M Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-27 holding as of filing | Woods Gregory M Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-27 holding as of filing | Woods Gregory M Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-27 holding as of filing | Woods Gregory M Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-27 holding as of filing | GELBER SETH AARON Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-27 holding as of filing | GELBER SETH AARON Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-27 holding as of filing | Santo Gary F Jr Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-27 holding as of filing | Santo Gary F Jr Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-27 holding as of filing | Baumer William p Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-27 holding as of filing | Baumer William p Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-27 holding as of filing | Baumer William p Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-27 holding as of filing | Skaane Stein Ingvald Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-27 holding as of filing | Skaane Stein Ingvald Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-27 holding as of filing | Skaane Stein Ingvald Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-27 holding as of filing | Skaane Stein Ingvald Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-27 holding as of filing | Plunkett Michael Joseph Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-27 holding as of filing | Plunkett Michael Joseph Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-27 holding as of filing | Plunkett Michael Joseph Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2010-05-27 | ||
| 2010-05-17 | Tarr Peter B Other (Former Chairman and director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,976 0 owned after | $0.00 | 2010-05-19 | |
| 2010-05-17 | Tarr Peter B Other (Former Chairman and director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 0 owned after | $0.00 | 2010-05-19 | |
| 2010-05-17 | Tarr Peter B Other (Former Chairman and director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.00 | 2010-05-19 | |
| 2010-04-26 | Klipper Kenneth S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $0.00 | 2010-04-26 | |
| 2010-04-12 | Klipper Kenneth S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.00 | 2010-04-14 | |
| 2010-04-12 | Klipper Kenneth S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 150,000 owned after | $0.00 | 2010-04-14 | |
| 2010-04-12 | Tarr Peter B Director, Officer (Chairman) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.00 | 2010-04-14 | |
| 2010-04-12 | Tarr Peter B Director, Officer (Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 150,000 owned after | $0.00 | 2010-04-14 |