FIRST MARBLEHEAD CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-09-20: Reporting owner HANSEN WILLIAM DEAN; Form 4; Security Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-09-20: Reporting owner DROTCH PETER S; Form 4; Security Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-09-20: Reporting owner DALY GEORGE G; Form 4; Security Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-09-20: Reporting owner BERKLEY WILLIAM R; Form 4; Security Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-09-20 | HANSEN WILLIAM DEAN Director | 4 | Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.00 | 2006-09-22 | |
| 2006-09-20 | DROTCH PETER S Director | 4 | Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.00 | 2006-09-22 | |
| 2006-09-20 | DALY GEORGE G Director | 4 | Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.00 | 2006-09-22 | |
| 2006-09-20 | BERKLEY WILLIAM R Director | 4 | Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.00 | 2006-09-22 | |
| 2006-09-20 | ALEXANDER LESLIE L Director, 10% Owner | 4 | Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $0.00 | 2006-09-22 | |
| 2006-08-15 | Stark Sandra Officer (EVP, Business Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2006-08-17 | |
| 2006-08-15 | HUPALO JOHN A Officer (EVP; Group Head, Cap. Markets) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $0.00 | 2006-08-17 | |
| 2006-08-15 | Hawley Andrew James Officer (EVP, President of FMER) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,000 11,000 owned after | $0.00 | 2006-08-17 | |
| 2006-08-15 | Bowen Anne Perron Officer (EVP, Chief Admin. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2006-08-17 | |
| 2006-07-11 | Tarr Peter B Director, Officer (Chairman and Gen Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,317 117,267 owned after | no price filed | 2006-07-13 | |
| 2006-01-24 | KOPNISKY JACK L Director, Officer (CEO, President and COO) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2007-01-08 | |
| 2006-01-24 | HUPALO JOHN A Officer (Sr EVP, CFO & Head, Cap Mks) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2007-01-08 | |
| 2006-01-24 | Stark Sandra Officer (EVP, Business Development) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2007-01-08 | |
| 2006-01-24 | HUPALO JOHN A Officer (Exec. VP, Capital Markets) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2006-01-26 | |
| 2006-01-24 | KOPNISKY JACK L Officer (CEO, President and COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2006-01-26 | |
| 2006-01-24 | Stark Sandra Officer (EVP - Business Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2006-01-26 |