FIRST MARBLEHEAD CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-09-01: Reporting owner Plunkett Michael Joseph; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-01: Reporting owner Woods Gregory M; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-01: Reporting owner Santo Gary F Jr; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-01: Reporting owner Klipper Kenneth S; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-09-01 | Plunkett Michael Joseph Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,000 52,000 owned after | $0.00 | 2011-09-20 | |
| 2011-09-01 | Woods Gregory M Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +186,389 186,389 owned after | $0.00 | 2011-09-06 | |
| 2011-09-01 | Santo Gary F Jr Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,000 52,000 owned after | $0.00 | 2011-09-06 | |
| 2011-09-01 | Klipper Kenneth S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,000 52,000 owned after | $0.00 | 2011-09-06 | |
| 2011-09-01 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +186,389 186,389 owned after | $0.00 | 2011-09-06 | |
| 2011-09-01 | GELBER SETH AARON Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +186,389 186,389 owned after | $0.00 | 2011-09-06 | |
| 2011-09-01 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,000 52,000 owned after | $0.00 | 2011-09-06 | |
| 2011-08-14 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −830 831 owned after | no price filed | 2011-08-16 | |
| 2011-08-14 | Woods Gregory M Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −716 716 owned after | no price filed | 2011-08-16 | |
| 2011-08-14 | Plunkett Michael Joseph Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −738 738 owned after | no price filed | 2011-08-16 | |
| 2011-08-14 | Klipper Kenneth S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −945 945 owned after | no price filed | 2011-08-16 | |
| 2011-05-06 holding as of filing | Brenneman Ryan Randall Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-05-06 | ||
| 2011-04-24 | Woods Gregory M Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,462 0 owned after | no price filed | 2011-04-25 | |
| 2011-04-21 | Santo Gary F Jr Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,750 131,250 owned after | no price filed | 2011-04-25 | |
| 2011-04-21 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,750 131,250 owned after | no price filed | 2011-04-25 | |
| 2011-04-21 | GELBER SETH AARON Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,750 131,250 owned after | no price filed | 2011-04-25 | |
| 2011-04-12 | Woods Gregory M Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +50,000 100,000 owned after | no price filed | 2011-04-14 | |
| 2011-04-12 | Santo Gary F Jr Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +50,000 100,000 owned after | no price filed | 2011-04-14 | |
| 2011-04-12 | Plunkett Michael Joseph Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +31,250 62,500 owned after | no price filed | 2011-04-14 | |
| 2011-04-12 | Klipper Kenneth S Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 100,000 owned after | no price filed | 2011-04-14 | |
| 2011-04-12 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +50,000 100,000 owned after | no price filed | 2011-04-14 | |
| 2011-04-12 | GELBER SETH AARON Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +50,000 100,000 owned after | no price filed | 2011-04-14 | |
| 2011-04-12 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,250 62,500 owned after | no price filed | 2011-04-14 | |
| 2011-02-07 holding as of filing | Heneghan Barry Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-02-07 | ||
| 2011-02-07 holding as of filing | Heneghan Barry Officer (Managing Director) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2011-02-07 |