FIRST MARBLEHEAD CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-08: Reporting owner ALEXANDER LESLIE L; Form 4; Security Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-12-08: Reporting owner ALEXANDER LESLIE L; Form 4; Security Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-08-15: Reporting owner Klipper Kenneth S; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-08-15: Reporting owner HUPALO JOHN A; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-08 | ALEXANDER LESLIE L 10% Owner | 4 | Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $0.00 | 2008-12-10 | |
| 2008-12-08 | ALEXANDER LESLIE L 10% Owner | 4 | Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $0.00 | 2008-12-10 | |
| 2008-08-15 | Klipper Kenneth S Officer (Treas. and Chief Acct. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 4,500 owned after | $0.00 | 2008-08-18 | |
| 2008-08-15 | HUPALO JOHN A Officer (Sr EVP, CFO & Head, Cap Mks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,875 9,750 owned after | $0.00 | 2008-08-18 | |
| 2008-08-15 | Bowen Anne Perron Officer (EVP, Chief Admin. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 9,000 owned after | $0.00 | 2008-08-18 | |
| 2008-07-11 | Tarr Peter B Director, Officer (Chairman and Gen Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,975 87,950 owned after | no price filed | 2008-07-14 | |
| 2008-05-10 | Bowen Anne Perron Officer (EVP, Chief Admin. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $0.00 | 2008-05-13 | |
| 2008-04-26 | Klipper Kenneth S Officer (Treas. and Chief Acct. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 4,000 owned after | $0.00 | 2008-04-29 |