FIRST MARBLEHEAD CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-08-22: Reporting owner HANSEN WILLIAM DEAN; Form 4; Security Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-08-22: Reporting owner HANSEN WILLIAM DEAN; Form 4; Security Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-08-22: Reporting owner Murray Suzanne E; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-08-22: Reporting owner Murray Suzanne E; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-08-22 | HANSEN WILLIAM DEAN Director | 4 | Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300 0 owned after | no price filed | 2016-08-23 | |
| 2016-08-22 | HANSEN WILLIAM DEAN Director | 4 | Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300 0 owned after | no price filed | 2016-08-23 | |
| 2016-08-22 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,625 0 owned after | no price filed | 2016-08-22 | |
| 2016-08-22 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | no price filed | 2016-08-22 | |
| 2016-08-22 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | no price filed | 2016-08-22 | |
| 2016-08-22 | MEYERS DANIEL MAXWELL Director, Officer (CEO and Chairman of the Board) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | no price filed | 2016-08-22 | |
| 2016-08-22 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,750 0 owned after | no price filed | 2016-08-22 | |
| 2016-08-22 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | no price filed | 2016-08-22 | |
| 2016-08-22 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | no price filed | 2016-08-22 | |
| 2016-08-22 | GELBER SETH AARON Director, Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,687 0 owned after | no price filed | 2016-08-22 | |
| 2016-08-22 | GELBER SETH AARON Director, Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −63,000 0 owned after | no price filed | 2016-08-22 | |
| 2016-08-22 | GELBER SETH AARON Director, Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | no price filed | 2016-08-22 | |
| 2016-08-22 | DROTCH PETER S Director | 4 | Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300 0 owned after | no price filed | 2016-08-22 | |
| 2016-08-22 | DROTCH PETER S Director | 4 | Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300 0 owned after | no price filed | 2016-08-22 | |
| 2016-08-22 | Breitman Alan Gregory Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | no price filed | 2016-08-22 | |
| 2016-08-22 | Breitman Alan Gregory Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | no price filed | 2016-08-22 | |
| 2016-08-22 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,625 0 owned after | no price filed | 2016-08-22 | |
| 2016-08-22 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | no price filed | 2016-08-22 | |
| 2016-08-22 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | no price filed | 2016-08-22 | |
| 2016-08-16 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,625 1,625 owned after | no price filed | 2016-08-17 | |
| 2016-08-16 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 8,750 owned after | no price filed | 2016-08-17 | |
| 2016-08-16 | GELBER SETH AARON Director, Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,687 12,687 owned after | no price filed | 2016-08-17 | |
| 2016-08-16 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,625 1,625 owned after | no price filed | 2016-08-17 | |
| 2016-08-15 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | no price filed | 2016-08-17 | |
| 2016-08-15 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,666 0 owned after | no price filed | 2016-08-17 | |
| 2016-08-15 | GELBER SETH AARON Director, Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,666 0 owned after | no price filed | 2016-08-17 | |
| 2016-08-15 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | no price filed | 2016-08-17 | |
| 2016-08-04 | Breitman Alan Gregory Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | no price filed | 2016-08-08 |