DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-05-15: Reporting owner Burgess Justin; Form 3; Security Restricted Stock Unit; Transaction Holding.
- 2020-05-15: Reporting owner Burgess Justin; Form 3; Security Restricted Stock Unit; Transaction Holding.
- 2020-05-15: Reporting owner Burgess Justin; Form 3; Security Restricted Stock Unit; Transaction Holding.
- 2020-05-15: Reporting owner Burgess Justin; Form 3; Security Restricted Stock Unit; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-05-15 holding as of filing | Burgess Justin Officer (Principal Accounting Officer) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2020-05-15 | ||
| 2020-05-15 holding as of filing | Burgess Justin Officer (Principal Accounting Officer) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2020-05-15 | ||
| 2020-05-15 holding as of filing | Burgess Justin Officer (Principal Accounting Officer) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2020-05-15 | ||
| 2020-05-15 holding as of filing | Burgess Justin Officer (Principal Accounting Officer) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2020-05-15 | ||
| 2020-05-15 | Burgess Justin Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | no price filed | 2020-05-15 | |
| 2020-02-22 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 0 owned after | no price filed | 2020-02-25 | |
| 2020-02-22 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 0 owned after | no price filed | 2020-02-25 | |
| 2020-02-22 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,375 0 owned after | no price filed | 2020-02-25 | |
| 2020-02-22 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,834 41,666 owned after | no price filed | 2020-02-25 | |
| 2020-02-22 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,375 0 owned after | no price filed | 2020-02-25 | |
| 2020-02-22 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,625 31,250 owned after | no price filed | 2020-02-25 | |
| 2020-02-22 | Janssen Robert Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 0 owned after | no price filed | 2020-02-25 | |
| 2020-02-12 | Janssen Robert Officer (Senior Vice President) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +26,000 0 owned after | no price filed | 2020-02-25 | |
| 2020-02-12 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +26,000 0 owned after | no price filed | 2020-02-14 | |
| 2020-02-12 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +22,000 0 owned after | no price filed | 2020-02-14 | |
| 2020-02-12 | Janssen Robert Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +26,000 0 owned after | no price filed | 2020-02-14 | |
| 2020-02-05 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,687 0 owned after | no price filed | 2020-02-14 | |
| 2020-02-05 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,562 0 owned after | no price filed | 2020-02-14 |