DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-10: Reporting owner Sun Elaine D; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-10-19: Reporting owner Myers Scott Dunseth; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-03-01: Reporting owner Burgess Justin; Form 4/A; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-03-01: Reporting owner Burgess Justin; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-10 | Sun Elaine D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,714 10,714 owned after | no price filed | 2021-12-14 | |
| 2021-10-19 | Myers Scott Dunseth Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,714 10,714 owned after | no price filed | 2021-10-21 | |
| 2021-03-01 | Burgess Justin Officer (Principal Accounting Officer) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,839 0 owned after | no price filed | 2021-03-26 | |
| 2021-03-01 | Burgess Justin Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,839 0 owned after | no price filed | 2021-03-02 | |
| 2021-02-26 | Burgess Justin Officer (Principal Accounting Officer) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,167 6,333 owned after | no price filed | 2021-03-26 | |
| 2021-02-26 | Burgess Justin Officer (Principal Accounting Officer) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,906 3,906 owned after | no price filed | 2021-03-26 | |
| 2021-02-26 | Burgess Justin Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,167 6,333 owned after | no price filed | 2021-03-02 | |
| 2021-02-26 | Burgess Justin Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,906 3,906 owned after | no price filed | 2021-03-02 | |
| 2021-02-22 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,833 20,833 owned after | no price filed | 2021-02-23 | |
| 2021-02-04 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,250 89,250 owned after | no price filed | 2021-02-05 | |
| 2021-02-03 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | no price filed | 2021-02-05 | |
| 2021-02-03 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,500 52,500 owned after | no price filed | 2021-02-05 | |
| 2021-02-03 | Janssen Robert Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | no price filed | 2021-02-05 | |
| 2021-02-03 | Burgess Justin Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,250 25,250 owned after | no price filed | 2021-02-05 |