DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-11: Reporting owner Novack David F; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-03-11: Reporting owner OSTRACH MICHAEL S; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-03-11: Reporting owner Janssen Robert; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-02-04: Reporting owner Gray Eddie; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-11 | Novack David F Officer (Senior Vice President) | 4 | Restricted Stock Unit Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.81 | 2014-03-13 | |
| 2014-03-11 | OSTRACH MICHAEL S Officer (Vice President) | 4 | Restricted Stock Unit Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.81 | 2014-03-13 | |
| 2014-03-11 | Janssen Robert Officer (Vice President) | 4 | Restricted Stock Unit Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.81 | 2014-03-13 | |
| 2014-02-04 | Gray Eddie Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $1.71 exercise price | 2014-02-06 | |
| 2014-02-04 | COFFMAN ROBERT Officer (Chief Scientific Officer & SVP) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.71 exercise price | 2014-02-06 |