DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-08-27: Reporting owner Hack Andrew A. F.; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2021-08-09: Reporting owner Hack Andrew A. F.; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2021-06-11: Reporting owner Hack Andrew A. F.; Form 4; Security Series B Convertible Preferred Stock; Transaction Holding.
- 2019-08-22: Reporting owner Hack Andrew A. F.; Form 3; Security Series B Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-08-27 | Hack Andrew A. F. Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −1,891 0 owned after | $0.00 | 2021-08-27 | |
| 2021-08-09 | Hack Andrew A. F. Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −2,249 1,891 owned after | $0.00 | 2021-08-11 | |
| 2021-06-11 holding as of filing | Hack Andrew A. F. Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnotes | Holding | 4,140,000 owned after | no price filed | 2021-06-11 | |
| 2019-08-22 holding as of filing | Hack Andrew A. F. Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2019-08-22 |