DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-31: Reporting owner Johnson David Louis; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-06-02: Reporting owner Gray Eddie; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-06-02: Reporting owner OSTRACH MICHAEL S; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-06-02: Reporting owner Novack David F; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-31 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $0.00 | 2018-01-03 | |
| 2017-06-02 | Gray Eddie Director, Officer (CEO and Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | no price filed | 2017-06-02 | |
| 2017-06-02 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +99,609 99,609 owned after | no price filed | 2017-06-02 | |
| 2017-06-02 | Novack David F Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,527 90,527 owned after | no price filed | 2017-06-02 | |
| 2017-06-02 | Janssen Robert Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93,750 93,750 owned after | no price filed | 2017-06-02 | |
| 2017-06-02 | COFFMAN ROBERT Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +109,405 109,405 owned after | no price filed | 2017-06-02 | |
| 2017-06-02 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,406 19,406 owned after | no price filed | 2017-06-02 | |
| 2017-03-14 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2017-03-15 | |
| 2017-03-14 | Janssen Robert Officer (Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2017-03-15 | |
| 2017-03-14 | Novack David F Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | no price filed | 2017-03-15 | |
| 2017-02-22 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,406 19,406 owned after | no price filed | 2017-02-24 | |
| 2017-02-22 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,125 19,125 owned after | no price filed | 2017-02-24 | |
| 2017-02-22 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +99,609 99,609 owned after | no price filed | 2017-02-24 | |
| 2017-02-22 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,500 25,500 owned after | no price filed | 2017-02-24 | |
| 2017-02-22 | Novack David F Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,527 90,527 owned after | no price filed | 2017-02-24 | |
| 2017-02-22 | Novack David F Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,500 25,500 owned after | no price filed | 2017-02-24 | |
| 2017-02-22 | Gray Eddie Director, Officer (CEO and Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | no price filed | 2017-02-24 | |
| 2017-02-22 | Gray Eddie Director, Officer (CEO and Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,000 111,000 owned after | no price filed | 2017-02-24 | |
| 2017-02-22 | Janssen Robert Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93,750 93,750 owned after | no price filed | 2017-02-24 | |
| 2017-02-22 | Janssen Robert Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,500 25,500 owned after | no price filed | 2017-02-24 | |
| 2017-02-22 | COFFMAN ROBERT Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +109,405 109,405 owned after | no price filed | 2017-02-24 | |
| 2017-02-22 | COFFMAN ROBERT Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,500 25,500 owned after | no price filed | 2017-02-24 | |
| 2017-02-05 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,688 0 owned after | no price filed | 2017-02-07 | |
| 2017-02-04 | Gray Eddie Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | no price filed | 2017-02-07 |