DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-06-02: Reporting owner Johnson David Louis; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-06-02: Reporting owner Spencer Ryan; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-06-02: Reporting owner Janssen Robert; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-06-02: Reporting owner Novack David F; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-06-02 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,703 0 owned after | no price filed | 2019-06-04 | |
| 2019-06-02 | Spencer Ryan Officer (Co-President and Senior VP) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,875 0 owned after | no price filed | 2019-06-04 | |
| 2019-06-02 | Janssen Robert Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,875 0 owned after | no price filed | 2019-06-04 | |
| 2019-06-02 | Novack David F Officer (Co-President and Senior VP) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,263 0 owned after | no price filed | 2019-06-04 | |
| 2019-06-02 | COFFMAN ROBERT Officer (Senior Vice President) | 4 | Restricted Stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,702 0 owned after | no price filed | 2019-06-04 | |
| 2019-06-02 | Gray Eddie Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | no price filed | 2019-06-04 | |
| 2019-06-02 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,804 0 owned after | no price filed | 2019-06-04 | |
| 2019-05-31 holding as of filing | Spencer Ryan Officer (Co-President and Senior VP) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2019-05-31 | ||
| 2019-05-31 holding as of filing | Spencer Ryan Officer (Co-President and Senior VP) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2019-05-31 | ||
| 2019-05-31 holding as of filing | Spencer Ryan Officer (Co-President and Senior VP) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2019-05-31 | ||
| 2019-05-31 holding as of filing | Spencer Ryan Officer (Co-President and Senior VP) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2019-05-31 | ||
| 2019-02-22 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,804 0 owned after | no price filed | 2019-03-01 | |
| 2019-02-22 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 8,500 owned after | no price filed | 2019-03-01 | |
| 2019-02-22 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4/A | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | no price filed | 2019-03-01 | |
| 2019-02-22 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,703 0 owned after | no price filed | 2019-02-22 | |
| 2019-02-22 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,375 6,375 owned after | no price filed | 2019-02-22 | |
| 2019-02-22 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,875 46,875 owned after | no price filed | 2019-02-22 | |
| 2019-02-22 | Janssen Robert Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,875 0 owned after | no price filed | 2019-02-22 | |
| 2019-02-22 | Janssen Robert Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 8,500 owned after | no price filed | 2019-02-22 | |
| 2019-02-22 | Janssen Robert Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,000 26,000 owned after | no price filed | 2019-02-22 | |
| 2019-02-22 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,804 0 owned after | no price filed | 2019-02-22 | |
| 2019-02-22 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 8,500 owned after | no price filed | 2019-02-22 | |
| 2019-02-22 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | no price filed | 2019-02-22 | |
| 2019-02-22 | Novack David F Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,263 0 owned after | no price filed | 2019-02-22 | |
| 2019-02-22 | Novack David F Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 8,500 owned after | no price filed | 2019-02-22 | |
| 2019-02-22 | Novack David F Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,000 26,000 owned after | no price filed | 2019-02-22 | |
| 2019-02-22 | Gray Eddie Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | no price filed | 2019-02-22 | |
| 2019-02-22 | Gray Eddie Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,000 37,000 owned after | no price filed | 2019-02-22 | |
| 2019-02-22 | Gray Eddie Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | no price filed | 2019-02-22 | |
| 2019-02-22 | COFFMAN ROBERT Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,702 0 owned after | no price filed | 2019-02-22 | |
| 2019-02-22 | COFFMAN ROBERT Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 8,500 owned after | no price filed | 2019-02-22 | |
| 2019-02-22 | COFFMAN ROBERT Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | no price filed | 2019-02-22 | |
| 2019-02-05 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,687 4,687 owned after | $0.00 | 2019-02-07 |