DYNAVAX TECHNOLOGIES CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2010-05-25: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Warrants to Purchase Common Stock and shares of underlying Common Stock.; Date of first sale 2010-05-11; Total offering amount $181,000.
- 2010-01-07: Federal exemption Rule 506; Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Shares of Common Stock, Warrants to Purchase Common Stock and Convertible Promissory Note.; Date of first sale 2009-12-30; Total offering amount $38,947,480.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2010-05-25 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired; Warrants to Purchase Common Stock and shares of underlying Common Stock. | 2010-05-11 | $181,000 | $181,000 | $0 | 1 |
| 2010-01-07 | Rule 506 | Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Shares of Common Stock, Warrants to Purchase Common Stock and Convertible Promissory Note. | 2009-12-30 | $38,947,480 | $20,067,480 | $18,880,000 | 15 |