DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-10-03: Reporting owner COFFMAN ROBERT; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-03: Reporting owner DINA DINO; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-03: Reporting owner OSTRACH MICHAEL S; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-03: Reporting owner SANDERS MARTIN E; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-10-03 | COFFMAN ROBERT Officer (Chief Science Officer and VP) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $1.31 exercise price | 2008-10-07 | |
| 2008-10-03 | DINA DINO Director, Officer (President, CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $1.31 exercise price | 2008-10-07 | |
| 2008-10-03 | OSTRACH MICHAEL S Officer (VP, CBO, and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $1.31 exercise price | 2008-10-07 | |
| 2008-10-03 | SANDERS MARTIN E Officer (EVP and CDO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −60,000 60,000 owned after | $1.31 exercise price | 2008-10-07 | |
| 2008-10-03 | SMELTZER DEBORAH A Officer (VP, Operations & CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $1.31 exercise price | 2008-10-07 |