DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-31: Reporting owner Johnson David Louis; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-06-02: Reporting owner OSTRACH MICHAEL S; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-06-02: Reporting owner Novack David F; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-06-02: Reporting owner Johnson David Louis; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-31 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $0.00 | 2019-01-03 | |
| 2018-06-02 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,805 49,804 owned after | no price filed | 2018-06-04 | |
| 2018-06-02 | Novack David F Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,264 45,263 owned after | no price filed | 2018-06-04 | |
| 2018-06-02 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,703 9,703 owned after | no price filed | 2018-06-04 | |
| 2018-06-02 | Janssen Robert Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,875 46,875 owned after | no price filed | 2018-06-04 | |
| 2018-06-02 | Gray Eddie Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 75,000 owned after | no price filed | 2018-06-04 | |
| 2018-06-02 | COFFMAN ROBERT Officer (Senior Vice President) | 4 | Restricted Stock unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,703 54,702 owned after | no price filed | 2018-06-04 | |
| 2018-02-22 | Novack David F Officer (Senior Vice President) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,264 45,263 owned after | no price filed | 2018-03-15 | |
| 2018-02-22 | Novack David F Officer (Senior Vice President) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 17,000 owned after | no price filed | 2018-03-15 | |
| 2018-02-22 | Novack David F Officer (Senior Vice President) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,375 0 owned after | no price filed | 2018-03-15 | |
| 2018-02-22 | Janssen Robert Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,875 46,875 owned after | no price filed | 2018-02-23 | |
| 2018-02-22 | Janssen Robert Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 17,000 owned after | no price filed | 2018-02-23 | |
| 2018-02-22 | Janssen Robert Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,375 0 owned after | no price filed | 2018-02-23 | |
| 2018-02-22 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,703 9,703 owned after | no price filed | 2018-02-23 | |
| 2018-02-22 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,375 12,750 owned after | no price filed | 2018-02-23 | |
| 2018-02-22 | Novack David F Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,264 45,263 owned after | no price filed | 2018-02-23 | |
| 2018-02-22 | Novack David F Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 17,000 owned after | no price filed | 2018-02-23 | |
| 2018-02-22 | Novack David F Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,375 0 owned after | no price filed | 2018-02-23 | |
| 2018-02-22 | COFFMAN ROBERT Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,703 54,702 owned after | no price filed | 2018-02-23 | |
| 2018-02-22 | COFFMAN ROBERT Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 17,000 owned after | no price filed | 2018-02-23 | |
| 2018-02-22 | COFFMAN ROBERT Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,375 0 owned after | no price filed | 2018-02-23 | |
| 2018-02-22 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,805 49,804 owned after | no price filed | 2018-02-23 | |
| 2018-02-22 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 17,000 owned after | no price filed | 2018-02-23 | |
| 2018-02-22 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,375 0 owned after | no price filed | 2018-02-23 | |
| 2018-02-22 | Gray Eddie Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 75,000 owned after | no price filed | 2018-02-23 | |
| 2018-02-22 | Gray Eddie Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,000 74,000 owned after | no price filed | 2018-02-23 | |
| 2018-02-22 | Gray Eddie Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,750 0 owned after | no price filed | 2018-02-23 | |
| 2018-02-05 | Johnson David Louis Officer (Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,688 10,312 owned after | $0.00 | 2018-02-05 |