ZIX CORP Forms 3, 4 and 5: Stock Options, 2020

ZIX CORP Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

2020-11-11: Reporting owner Allphin Ryan; Form 4; Security Common Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
2020-05-12: Reporting owner SPURR RICHARD; Form 4; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
2020-05-11: Reporting owner SPURR RICHARD; Form 4; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
2020-03-11: Reporting owner Di Leo John P.; Form 3; Security Common Stock Options; Transaction Holding.

All rows

Transaction date	Reporting owner	Form	Security	Transaction	Shares	Price	Filing
2020-11-11	Allphin Ryan Officer (Chief Product Officer)	4	Common Stock Options Derivative · Direct	A Grant, award or other acquisition pursuant to Rule 16b-3(d)	+100,000 100,000 owned after	$6.70 exercise price	2020-11-13
2020-05-12	SPURR RICHARD Director	4	Common Stock Option Derivative · Direct	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3	−22,294 0 owned after	$3.45 exercise price	2020-05-14
2020-05-11	SPURR RICHARD Director	4	Common Stock Option Derivative · Direct	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3	−15,206 22,294 owned after	$3.45 exercise price	2020-05-12
2020-03-11 holding as of filing	Di Leo John P. Officer (Chief Revenue Officer)	3	Common Stock Options Derivative · Direct	Holding		$8.03 exercise price	2020-03-11
2020-02-24	SPURR RICHARD Director	4	Common Stock Option Derivative · Direct	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3	−46,875 37,500 owned after	$2.49 exercise price	2020-02-26