ZIX CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-08-08: Reporting owner Hausmann Robert C; Form 4/A; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-08-08: Reporting owner Hausmann Robert C; Form 4/A; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-08-08: Reporting owner Hausmann Robert C; Form 4/A; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-08-08: Reporting owner Hausmann Robert C; Form 4/A; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-08-08 | Hausmann Robert C Director | 4/A | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,075 63,713 owned after | $4.96 exercise price | 2018-08-23 | |
| 2018-08-08 | Hausmann Robert C Director | 4/A | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,852 59,861 owned after | $3.61 exercise price | 2018-08-23 | |
| 2018-08-08 | Hausmann Robert C Director | 4/A | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 54,861 owned after | $2.40 exercise price | 2018-08-23 | |
| 2018-08-08 | Hausmann Robert C Director | 4/A | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 49,861 owned after | $2.46 exercise price | 2018-08-23 | |
| 2018-08-08 | Hausmann Robert C Director | 4/A | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,000 13,861 owned after | $1.76 exercise price | 2018-08-23 | |
| 2018-08-08 | Hausmann Robert C Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,075 49,852 owned after | $4.96 exercise price | 2018-08-10 | |
| 2018-08-08 | Hausmann Robert C Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,852 46,000 owned after | $3.61 exercise price | 2018-08-10 | |
| 2018-08-08 | Hausmann Robert C Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 41,000 owned after | $2.40 exercise price | 2018-08-10 | |
| 2018-08-08 | Hausmann Robert C Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 36,000 owned after | $2.46 exercise price | 2018-08-10 | |
| 2018-08-08 | Hausmann Robert C Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,000 0 owned after | $1.76 exercise price | 2018-08-10 | |
| 2018-06-11 | Hausmann Robert C Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $1.30 exercise price | 2018-06-13 | |
| 2018-06-11 | Hausmann Robert C Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.32 exercise price | 2018-06-13 |