ZIX CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 58 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-24: Reporting owner MORGAN RUSSELL J; Form 4; Security Common Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-19: Reporting owner SPURR RICHARD; Form 4; Security Common Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-19: Reporting owner SPURR RICHARD; Form 4; Security Common Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-19: Reporting owner SPURR RICHARD; Form 4; Security Common Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-24 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 13,300 owned after | $3.86 exercise price | 2015-11-25 | |
| 2015-11-19 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −99,900 0 owned after | $3.86 exercise price | 2015-11-20 | |
| 2015-11-19 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,794 0 owned after | $2.90 exercise price | 2015-11-20 | |
| 2015-11-19 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,050 37,500 owned after | $3.45 exercise price | 2015-11-20 | |
| 2015-11-18 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 37,794 owned after | $2.90 exercise price | 2015-11-18 | |
| 2015-11-17 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,120 137,794 owned after | $2.90 exercise price | 2015-11-18 | |
| 2015-11-16 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 146,914 owned after | $2.90 exercise price | 2015-11-18 | |
| 2015-11-12 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,599 0 owned after | $4.00 exercise price | 2015-11-13 | |
| 2015-11-12 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,086 156,914 owned after | $2.90 exercise price | 2015-11-13 | |
| 2015-11-11 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,753 19,599 owned after | $4.00 exercise price | 2015-11-13 | |
| 2015-11-10 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,600 42,352 owned after | $4.00 exercise price | 2015-11-10 | |
| 2015-11-09 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,900 88,952 owned after | $4.00 exercise price | 2015-11-10 | |
| 2015-11-06 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −71,277 99,852 owned after | $4.00 exercise price | 2015-11-10 | |
| 2015-11-04 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,300 171,129 owned after | $4.00 exercise price | 2015-11-05 | |
| 2015-11-03 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,250 209,429 owned after | $4.00 exercise price | 2015-11-05 | |
| 2015-11-02 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 225,679 owned after | $4.00 exercise price | 2015-11-02 | |
| 2015-10-29 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 58,550 owned after | $3.45 exercise price | 2015-11-02 | |
| 2015-10-28 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,646 46,875 owned after | $2.49 exercise price | 2015-10-28 | |
| 2015-10-27 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,300 84,521 owned after | $2.49 exercise price | 2015-10-28 | |
| 2015-10-26 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 111,821 owned after | $2.49 exercise price | 2015-10-28 | |
| 2015-10-23 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,246 3,250 owned after | $2.49 exercise price | 2015-10-26 | |
| 2015-10-23 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $2.93 exercise price | 2015-10-26 | |
| 2015-10-22 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,572 0 owned after | $2.05 exercise price | 2015-10-26 | |
| 2015-10-22 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,504 5,496 owned after | $2.49 exercise price | 2015-10-26 | |
| 2015-10-21 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,950 61,050 owned after | $3.45 exercise price | 2015-10-23 | |
| 2015-10-21 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 99,900 owned after | $3.86 exercise price | 2015-10-23 | |
| 2015-08-17 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 151,821 owned after | $2.49 exercise price | 2015-08-17 | |
| 2015-08-14 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,900 161,821 owned after | $2.49 exercise price | 2015-08-17 | |
| 2015-08-13 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,400 166,721 owned after | $2.49 exercise price | 2015-08-17 | |
| 2015-08-12 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,300 180,121 owned after | $2.49 exercise price | 2015-08-12 | |
| 2015-08-11 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,900 189,421 owned after | $2.49 exercise price | 2015-08-12 | |
| 2015-08-10 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 196,321 owned after | $2.49 exercise price | 2015-08-12 | |
| 2015-07-24 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,479 226,321 owned after | $2.49 exercise price | 2015-07-27 | |
| 2015-07-23 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,200 231,800 owned after | $2.49 exercise price | 2015-07-27 | |
| 2015-07-23 | Hausmann Robert C Director | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $1.96 exercise price | 2015-07-23 | |
| 2015-06-22 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,931 270,679 owned after | $4.00 exercise price | 2015-06-23 | |
| 2015-06-19 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,318 274,610 owned after | $4.00 exercise price | 2015-06-23 | |
| 2015-06-18 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,200 287,928 owned after | $4.00 exercise price | 2015-06-18 | |
| 2015-06-16 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,872 316,128 owned after | $4.00 exercise price | 2015-06-18 | |
| 2015-06-09 | ROBERTSON DAVE Officer (Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 0 owned after | $3.00 exercise price | 2015-06-09 | |
| 2015-06-08 | ROBERTSON DAVE Officer (Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,154 1,900 owned after | $3.00 exercise price | 2015-06-09 | |
| 2015-06-05 | ROBERTSON DAVE Officer (Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,946 36,054 owned after | $3.00 exercise price | 2015-06-09 | |
| 2015-05-14 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,400 0 owned after | $1.11 exercise price | 2015-05-15 | |
| 2015-05-13 | Brashear James F Officer (VP, General Counsel) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $3.86 exercise price | 2015-05-14 | |
| 2015-05-13 | Brashear James F Officer (VP, General Counsel) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,001 0 owned after | $2.93 exercise price | 2015-05-14 | |
| 2015-05-13 | Brashear James F Officer (VP, General Counsel) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 5,625 owned after | $2.49 exercise price | 2015-05-14 | |
| 2015-04-30 | ROBERTSON DAVE Officer (Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,300 0 owned after | $1.50 exercise price | 2015-05-01 | |
| 2015-04-29 | ROBERTSON DAVE Officer (Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,700 37,300 owned after | $1.50 exercise price | 2015-05-01 | |
| 2015-04-29 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,300 0 owned after | $3.00 exercise price | 2015-04-29 | |
| 2015-04-29 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,600 11,400 owned after | $1.11 exercise price | 2015-04-29 | |
| 2015-04-28 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,597 5,300 owned after | $3.00 exercise price | 2015-04-29 | |
| 2015-04-27 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,103 30,897 owned after | $3.00 exercise price | 2015-04-29 | |
| 2015-03-13 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −59,639 0 owned after | $3.78 exercise price | 2015-03-13 | |
| 2015-03-12 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −95,240 59,639 owned after | $3.78 exercise price | 2015-03-13 | |
| 2015-03-11 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −71,344 154,879 owned after | $3.78 exercise price | 2015-03-13 | |
| 2015-03-10 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,377 226,223 owned after | $3.78 exercise price | 2015-03-10 | |
| 2015-03-09 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,700 288,600 owned after | $3.78 exercise price | 2015-03-10 | |
| 2015-03-06 | SPURR RICHARD Director, Officer (CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,700 306,300 owned after | $3.78 exercise price | 2015-03-10 |