ZIX CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-05-08: Reporting owner SPURR RICHARD; Form 4/A; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-05-08: Reporting owner ROBERTSON DAVE; Form 4; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-05-08: Reporting owner ROBERTSON DAVE; Form 4; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-05-08: Reporting owner SPURR RICHARD; Form 4; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-05-08 | SPURR RICHARD Director | 4/A | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −61,582 84,375 owned after | $4.87 exercise price | 2018-08-23 | |
| 2017-05-08 | ROBERTSON DAVE Officer (Vice President) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $4.87 exercise price | 2017-05-09 | |
| 2017-05-08 | ROBERTSON DAVE Officer (Vice President) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 0 owned after | $1.11 exercise price | 2017-05-09 | |
| 2017-05-08 | SPURR RICHARD Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −61,582 0 owned after | $4.87 exercise price | 2017-05-09 | |
| 2017-05-05 | SPURR RICHARD Director | 4/A | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 145,957 owned after | $4.87 exercise price | 2018-08-23 | |
| 2017-05-05 | SPURR RICHARD Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 61,582 owned after | $4.87 exercise price | 2017-05-09 | |
| 2017-05-03 | SPURR RICHARD Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,500 146,582 owned after | $4.87 exercise price | 2017-05-05 | |
| 2017-05-02 | SPURR RICHARD Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,010 175,082 owned after | $4.87 exercise price | 2017-05-03 | |
| 2017-05-01 | SPURR RICHARD Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −85,000 206,092 owned after | $4.87 exercise price | 2017-05-03 | |
| 2017-04-28 | SPURR RICHARD Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,200 291,092 owned after | $4.87 exercise price | 2017-05-01 | |
| 2017-04-28 | Hausmann Robert C Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 0 owned after | $4.24 exercise price | 2017-05-01 | |
| 2017-04-28 | Hausmann Robert C Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $4.40 exercise price | 2017-05-01 | |
| 2017-04-27 | SPURR RICHARD Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −88,708 311,292 owned after | $4.87 exercise price | 2017-05-01 | |
| 2017-04-27 | Hausmann Robert C Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $1.67 exercise price | 2017-05-01 | |
| 2017-02-13 | ELGAMAL TAHER Director | 4/A | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,300 52,708 owned after | $4.96 exercise price | 2018-08-23 | |
| 2017-02-13 | ELGAMAL TAHER Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,300 12,300 owned after | $4.96 exercise price | 2017-02-15 | |
| 2017-02-13 | BONNEY MARK J Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,375 15,375 owned after | $4.96 exercise price | 2017-02-15 | |
| 2017-02-13 | Hausmann Robert C Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,075 3,075 owned after | $4.96 exercise price | 2017-02-15 |