Sonic Foundry, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-12-08: Reporting owner Mozden Joe Jr; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-03-10: Reporting owner Wiegand Brian; Form 4; Security Non-Employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-03-10: Reporting owner St. Lawrence William; Form 4; Security Non-Employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-03-10: Reporting owner Murphy Nelson A; Form 4; Security Non-Employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-12-08 | Mozden Joe Jr Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 680,000 owned after | $0.93 exercise price | 2022-12-12 | |
| 2022-03-10 | Wiegand Brian Director | 4 | Non-Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 24,000 owned after | $3.80 exercise price | 2022-03-11 | |
| 2022-03-10 | St. Lawrence William Director | 4 | Non-Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 6,000 owned after | $3.80 exercise price | 2022-03-11 | |
| 2022-03-10 | Murphy Nelson A Director | 4 | Non-Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 13,000 owned after | $3.80 exercise price | 2022-03-11 | |
| 2022-03-10 | Murphy Nelson A Director | 4 | Non-Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 14,500 owned after | $3.80 exercise price | 2022-03-11 | |
| 2022-03-10 | KOPKO FREDERICK H JR Director | 4 | Non-Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 20,000 owned after | $3.80 exercise price | 2022-03-11 | |
| 2022-03-10 | Jangda Taha Director | 4 | Non-Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 6,000 owned after | $3.80 exercise price | 2022-03-11 | |
| 2022-03-10 | BURISH MARK D Director, 10% Owner | 4 | Non-Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 20,000 owned after | $3.80 exercise price | 2022-03-11 |