Societal CDMO, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-08-23: Reporting owner First Light Asset Management, LLC | Arens Mathew Paul; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-05-17: Reporting owner Miller James Charles; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-05-17: Reporting owner CHURCHILL WINSTON J; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-05-17: Reporting owner Cant Elena; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-08-23 | First Light Asset Management, LLC | Arens Mathew Paul Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.61 exercise price | 2023-08-25 | |
| 2023-05-17 | Miller James Charles Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,229 27,229 owned after | $0.74 exercise price | 2023-05-19 | |
| 2023-05-17 | CHURCHILL WINSTON J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,229 27,229 owned after | $0.74 exercise price | 2023-05-19 | |
| 2023-05-17 | Cant Elena Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,229 27,229 owned after | $0.74 exercise price | 2023-05-19 | |
| 2023-05-17 | Ashton William Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,229 27,229 owned after | $0.74 exercise price | 2023-05-19 | |
| 2023-05-17 | Reasons Bryan M. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,229 27,229 owned after | $0.74 exercise price | 2023-05-19 | |
| 2023-05-17 | Weisman Wayne Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,229 27,229 owned after | $0.74 exercise price | 2023-05-19 | |
| 2023-05-17 | Parks Laura L. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,229 27,229 owned after | $0.74 exercise price | 2023-05-19 | |
| 2023-01-19 | Lake Ryan David Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,929 160,929 owned after | $1.35 exercise price | 2023-01-23 | |
| 2023-01-19 | ENLOE J DAVID JR Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +287,374 287,374 owned after | $1.35 exercise price | 2023-01-23 |