Societal CDMO, Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-13: Reporting owner Weisman Wayne; Form 3; Security 8% Convertible Promissory Notes; Transaction Holding.
- 2014-03-13: Reporting owner CHURCHILL WINSTON J; Form 3; Security 8% Convertible Promissory Notes; Transaction Holding.
- 2014-03-13: Reporting owner SCP Vitalife Partners II LP; Form 3; Security 8% Convertible Promissory Notes; Transaction Holding.
- 2014-03-13: Reporting owner SCP Vitalife Partners (Israel) II, L.P.; Form 3; Security 8% Convertible Promissory Notes; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-13 holding as of filing | Weisman Wayne Director | 3 | 8% Convertible Promissory Notes Derivative · Indirect · By Partnership | Holding | no price filed | 2014-03-13 | ||
| 2014-03-13 holding as of filing | CHURCHILL WINSTON J Director | 3 | 8% Convertible Promissory Notes Derivative · Indirect · By partnership | Holding | no price filed | 2014-03-13 | ||
| 2014-03-13 holding as of filing | SCP Vitalife Partners II LP 10% Owner | 3 | 8% Convertible Promissory Notes Derivative · Direct | Holding | no price filed | 2014-03-13 | ||
| 2014-03-13 holding as of filing | SCP Vitalife Partners (Israel) II, L.P. 10% Owner | 3 | 8% Convertible Promissory Notes Derivative · Direct | Holding | no price filed | 2014-03-13 | ||
| 2014-03-13 holding as of filing | LUDOMIRSKI ABRAHAM Director | 3 | 8% Convertible Promissory Notes Derivative · Indirect · By partnership | Holding | no price filed | 2014-03-13 | ||
| 2014-03-12 | CHURCHILL WINSTON J Director | 4 | 8% Convertible Promissory Notes Derivative · Direct | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-03-13 | |
| 2014-03-12 | SCP Vitalife Partners (Israel) II, L.P. 10% Owner | 4 | 8% Convertible Promissory Notes Derivative · Direct | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-03-13 | |
| 2014-03-12 | LUDOMIRSKI ABRAHAM Director | 4 | 8% Convertible Promissory Notes Derivative · Direct | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-03-13 | |
| 2014-03-12 | Weisman Wayne Director | 4 | 8% Convertible Promissory Notes Derivative · Direct | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-03-13 | |
| 2014-03-12 | SCP Vitalife Partners II LP 10% Owner | 4 | 8% Convertible Promissory Notes Derivative · Direct | C Conversion of derivative security | 0 owned after | $6.00 exercise price | 2014-03-13 |